THE PRINCE
by Niccolò Machiavelli
DEDICATION
To the Magnificent Lorenzo Di Piero De’ Medici
Those who strive to obtain the good graces of a prince are accustomed
to come before him with such things as they hold most precious, or in
which they see him take most delight; whence one often sees horses,
arms, cloth of gold, precious stones, and similar ornaments presented
to princes, worthy of their greatness.
Desiring therefore to present myself to your Magnificence with some
testimony of my devotion towards you, I have not found among my
possessions anything which I hold more dear than, or value so much as,
the knowledge of the actions of great men, acquired by long experience
in contemporary affairs, and a continual study of antiquity; which,
having reflected upon it with great and prolonged diligence, I now
send, digested into a little volume, to your Magnificence.
And although I may consider this work unworthy of your countenance,
nevertheless I trust much to your benignity that it may be acceptable,
seeing that it is not possible for me to make a better gift than to
offer you the opportunity of understanding in the shortest time all
that I have learnt in so many years, and with so many troubles and
dangers; which work I have not embellished with swelling or magnificent
words, nor stuffed with rounded periods, nor with any extrinsic
allurements or adornments whatever, with which so many are accustomed
to embellish their works; for I have wished either that no honour
should be given it, or else that the truth of the matter and the
weightiness of the theme shall make it acceptable.
Nor do I hold with those who regard it as a presumption if a man of low
and humble condition dare to discuss and settle the concerns of
princes; because, just as those who draw landscapes place themselves
below in the plain to contemplate the nature of the mountains and of
lofty places, and in order to contemplate the plains place themselves
upon high mountains, even so to understand the nature of the people it
needs to be a prince, and to understand that of princes it needs to be
of the people.
Take then, your Magnificence, this little gift in the spirit in which I
send it; wherein, if it be diligently read and considered by you, you
will learn my extreme desire that you should attain that greatness
which fortune and your other attributes promise. And if your
Magnificence from the summit of your greatness will sometimes turn your
eyes to these lower regions, you will see how unmeritedly I suffer a
great and continued malice of fortune.
CHAPTER I
THE KINDS OF PRINCIPALITIES AND THE MEANS
BY WHICH THEY ARE ACQUIRED
All states, all powers, that have held and hold rule over men have been
and are either republics or principalities.
Principalities are either hereditary, in which the family has been long
established; or they are new.
The new are either entirely new, as was Milan to Francesco Sforza, or
they are, as it were, members annexed to the hereditary state of the
prince who has acquired them, as was the kingdom of Naples to that of
the King of Spain.
Such dominions thus acquired are either accustomed to live under a
prince, or to live in freedom; and are acquired either by the arms of
the prince himself, or of others, or else by fortune or by ability.
CHAPTER II
HEREDITARY PRINCIPALITIES
I will leave out all discussion on republics, inasmuch as in another
place I have written of them at length, and will address myself only to
principalities. In doing so I will keep to the order indicated above,
and discuss how such principalities are to be ruled and preserved.
I say at once there are fewer difficulties in holding hereditary
states, and those long accustomed to the family of their prince, than
new ones; for it is sufficient only not to transgress the customs of
his ancestors, and to deal prudently with circumstances as they arise,
for a prince of average powers to maintain himself in his state, unless
he be deprived of it by some extraordinary and excessive force; and if
he should be so deprived of it, whenever anything sinister happens to
the usurper, he will regain it.
We have in Italy, for example, the Duke of Ferrara, who could not have
withstood the attacks of the Venetians in ’84, nor those of Pope Julius
in ’10, unless he had been long established in his dominions. For the
hereditary prince has less cause and less necessity to offend; hence it
happens that he will be more loved; and unless extraordinary vices
cause him to be hated, it is reasonable to expect that his subjects
will be naturally well disposed towards him; and in the antiquity and
duration of his rule the memories and motives that make for change are
lost, for one change always leaves the toothing for another.
CHAPTER III
MIXED PRINCIPALITIES
But the difficulties occur in a new principality. And firstly, if it be
not entirely new, but is, as it were, a member of a state which, taken
collectively, may be called composite, the changes arise chiefly from
an inherent difficulty which there is in all new principalities; for
men change their rulers willingly, hoping to better themselves, and
this hope induces them to take up arms against him who rules: wherein
they are deceived, because they afterwards find by experience they have
gone from bad to worse. This follows also on another natural and common
necessity, which always causes a new prince to burden those who have
submitted to him with his soldiery and with infinite other hardships
which he must put upon his new acquisition.
In this way you have enemies in all those whom you have injured in
seizing that principality, and you are not able to keep those friends
who put you there because of your not being able to satisfy them in the
way they expected, and you cannot take strong measures against them,
feeling bound to them. For, although one may be very strong in armed
forces, yet in entering a province one has always need of the goodwill
of the natives.
For these reasons Louis the Twelfth, King of France, quickly occupied
Milan, and as quickly lost it; and to turn him out the first time it
only needed Lodovico’s own forces; because those who had opened the
gates to him, finding themselves deceived in their hopes of future
benefit, would not endure the ill-treatment of the new prince. It is
very true that, after acquiring rebellious provinces a second time,
they are not so lightly lost afterwards, because the prince, with
little reluctance, takes the opportunity of the rebellion to punish the
delinquents, to clear out the suspects, and to strengthen himself in
the weakest places. Thus to cause France to lose Milan the first time
it was enough for the Duke Lodovico to raise insurrections on the
borders; but to cause him to lose it a second time it was necessary to
bring the whole world against him, and that his armies should be
defeated and driven out of Italy; which followed from the causes above
mentioned.
Nevertheless Milan was taken from France both the first and the second
time. The general reasons for the first have been discussed; it remains
to name those for the second, and to see what resources he had, and
what any one in his situation would have had for maintaining himself
more securely in his acquisition than did the King of France.
Now I say that those dominions which, when acquired, are added to an
ancient state by him who acquires them, are either of the same country
and language, or they are not. When they are, it is easier to hold
them, especially when they have not been accustomed to self-government;
and to hold them securely it is enough to have destroyed the family of
the prince who was ruling them; because the two peoples, preserving in
other things the old conditions, and not being unlike in customs, will
live quietly together, as one has seen in Brittany, Burgundy, Gascony,
and Normandy, which have been bound to France for so long a time: and,
although there may be some difference in language, nevertheless the
customs are alike, and the people will easily be able to get on amongst
themselves. He who has annexed them, if he wishes to hold them, has
only to bear in mind two considerations: the one, that the family of
their former lord is extinguished; the other, that neither their laws
nor their taxes are altered, so that in a very short time they will
become entirely one body with the old principality.
But when states are acquired in a country differing in language,
customs, or laws, there are difficulties, and good fortune and great
energy are needed to hold them, and one of the greatest and most real
helps would be that he who has acquired them should go and reside
there. This would make his position more secure and durable, as it has
made that of the Turk in Greece, who, notwithstanding all the other
measures taken by him for holding that state, if he had not settled
there, would not have been able to keep it. Because, if one is on the
spot, disorders are seen as they spring up, and one can quickly remedy
them; but if one is not at hand, they are heard of only when they are
great, and then one can no longer remedy them. Besides this, the
country is not pillaged by your officials; the subjects are satisfied
by prompt recourse to the prince; thus, wishing to be good, they have
more cause to love him, and wishing to be otherwise, to fear him. He
who would attack that state from the outside must have the utmost
caution; as long as the prince resides there it can only be wrested
from him with the greatest difficulty.
The other and better course is to send colonies to one or two places,
which may be as keys to that state, for it is necessary either to do
this or else to keep there a great number of cavalry and infantry. A
prince does not spend much on colonies, for with little or no expense
he can send them out and keep them there, and he offends a minority
only of the citizens from whom he takes lands and houses to give them
to the new inhabitants; and those whom he offends, remaining poor and
scattered, are never able to injure him; whilst the rest being
uninjured are easily kept quiet, and at the same time are anxious not
to err for fear it should happen to them as it has to those who have
been despoiled. In conclusion, I say that these colonies are not
costly, they are more faithful, they injure less, and the injured, as
has been said, being poor and scattered, cannot hurt. Upon this, one
has to remark that men ought either to be well treated or crushed,
because they can avenge themselves of lighter injuries, of more serious
ones they cannot; therefore the injury that is to be done to a man
ought to be of such a kind that one does not stand in fear of revenge.
But in maintaining armed men there in place of colonies one spends much
more, having to consume on the garrison all the income from the state,
so that the acquisition turns into a loss, and many more are
exasperated, because the whole state is injured; through the shifting
of the garrison up and down all become acquainted with hardship, and
all become hostile, and they are enemies who, whilst beaten on their
own ground, are yet able to do hurt. For every reason, therefore, such
guards are as useless as a colony is useful.
Again, the prince who holds a country differing in the above respects
ought to make himself the head and defender of his less powerful
neighbours, and to weaken the more powerful amongst them, taking care
that no foreigner as powerful as himself shall, by any accident, get a
footing there; for it will always happen that such a one will be
introduced by those who are discontented, either through excess of
ambition or through fear, as one has seen already. The Romans were
brought into Greece by the Ætolians; and in every other country where
they obtained a footing they were brought in by the inhabitants. And
the usual course of affairs is that, as soon as a powerful foreigner
enters a country, all the subject states are drawn to him, moved by the
hatred which they feel against the ruling power. So that in respect to
those subject states he has not to take any trouble to gain them over
to himself, for the whole of them quickly rally to the state which he
has acquired there. He has only to take care that they do not get hold
of too much power and too much authority, and then with his own forces,
and with their goodwill, he can easily keep down the more powerful of
them, so as to remain entirely master in the country. And he who does
not properly manage this business will soon lose what he has acquired,
and whilst he does hold it he will have endless difficulties and
troubles.
The Romans, in the countries which they annexed, observed closely these
measures; they sent colonies and maintained friendly relations with
the minor powers, without increasing their strength; they kept down the
greater, and did not allow any strong foreign powers to gain authority.
Greece appears to me sufficient for an example. The Achaeans and
Ætolians were kept friendly by them, the kingdom of Macedonia was
humbled, Antiochus was driven out; yet the merits of the Achaeans and
Ætolians never secured for them permission to increase their power, nor
did the persuasions of Philip ever induce the Romans to be his friends
without first humbling him, nor did the influence of Antiochus make
them agree that he should retain any lordship over the country. Because
the Romans did in these instances what all prudent princes ought to do,
who have to regard not only present troubles, but also future ones, for
which they must prepare with every energy, because, when foreseen, it
is easy to remedy them; but if you wait until they approach, the
medicine is no longer in time because the malady has become incurable;
for it happens in this, as the physicians say it happens in hectic
fever, that in the beginning of the malady it is easy to cure but
difficult to detect, but in the course of time, not having been either
detected or treated in the beginning, it becomes easy to detect but
difficult to cure. Thus it happens in affairs of state, for when the
evils that arise have been foreseen (which it is only given to a wise
man to see), they can be quickly redressed, but when, through not
having been foreseen, they have been permitted to grow in a way that
every one can see them, there is no longer a remedy. Therefore, the
Romans, foreseeing troubles, dealt with them at once, and, even to
avoid a war, would not let them come to a head, for they knew that war
is not to be avoided, but is only to be put off to the advantage of
others; moreover they wished to fight with Philip and Antiochus in
Greece so as not to have to do it in Italy; they could have avoided
both, but this they did not wish; nor did that ever please them which
is forever in the mouths of the wise ones of our time:—Let us enjoy the
benefits of the time—but rather the benefits of their own valour and
prudence, for time drives everything before it, and is able to bring
with it good as well as evil, and evil as well as good.
But let us turn to France and inquire whether she has done any of the
things mentioned. I will speak of Louis (and not of Charles) as
the one whose conduct is the better to be observed, he having held
possession of Italy for the longest period; and you will see that he
has done the opposite to those things which ought to be done to retain
a state composed of divers elements.
King Louis was brought into Italy by the ambition of the Venetians, who
desired to obtain half the state of Lombardy by his intervention. I
will not blame the course taken by the king, because, wishing to get a
foothold in Italy, and having no friends there—seeing rather that every
door was shut to him owing to the conduct of Charles—he was forced to
accept those friendships which he could get, and he would have
succeeded very quickly in his design if in other matters he had not
made some mistakes. The king, however, having acquired Lombardy,
regained at once the authority which Charles had lost: Genoa yielded;
the Florentines became his friends; the Marquess of Mantua, the Duke of
Ferrara, the Bentivogli, my lady of Forli, the Lords of Faenza, of
Pesaro, of Rimini, of Camerino, of Piombino, the Lucchese, the Pisans,
the Sienese—everybody made advances to him to become his friend. Then
could the Venetians realize the rashness of the course taken by them,
which, in order that they might secure two towns in Lombardy, had made
the king master of two-thirds of Italy.
Let any one now consider with what little difficulty the king could
have maintained his position in Italy had he observed the rules above
laid down, and kept all his friends secure and protected; for although
they were numerous they were both weak and timid, some afraid of the
Church, some of the Venetians, and thus they would always have been
forced to stand in with him, and by their means he could easily have
made himself secure against those who remained powerful. But he was no
sooner in Milan than he did the contrary by assisting Pope Alexander to
occupy the Romagna. It never occurred to him that by this action he was
weakening himself, depriving himself of friends and of those who had
thrown themselves into his lap, whilst he aggrandized the Church by
adding much temporal power to the spiritual, thus giving it greater
authority. And having committed this prime error, he was obliged to
follow it up, so much so that, to put an end to the ambition of
Alexander, and to prevent his becoming the master of Tuscany, he was
himself forced to come into Italy.
And as if it were not enough to have aggrandized the Church, and
deprived himself of friends, he, wishing to have the kingdom of Naples,
divided it with the King of Spain, and where he was the prime arbiter
in Italy he takes an associate, so that the ambitious of that country
and the malcontents of his own should have somewhere to shelter; and
whereas he could have left in the kingdom his own pensioner as king, he
drove him out, to put one there who was able to drive him, Louis, out
in turn.
The wish to acquire is in truth very natural and common, and men always
do so when they can, and for this they will be praised not blamed; but
when they cannot do so, yet wish to do so by any means, then there is
folly and blame. Therefore, if France could have attacked Naples with
her own forces she ought to have done so; if she could not, then she
ought not to have divided it. And if the partition which she made with
the Venetians in Lombardy was justified by the excuse that by it she
got a foothold in Italy, this other partition merited blame, for it had
not the excuse of that necessity.
Therefore Louis made these five errors: he destroyed the minor powers,
he increased the strength of one of the greater powers in Italy, he
brought in a foreign power, he did not settle in the country, he did
not send colonies. Which errors, had he lived, were not enough to
injure him had he not made a sixth by taking away their dominions from
the Venetians; because, had he not aggrandized the Church, nor brought
Spain into Italy, it would have been very reasonable and necessary to
humble them; but having first taken these steps, he ought never to have
consented to their ruin, for they, being powerful, would always have
kept off others from designs on Lombardy, to which the Venetians would
never have consented except to become masters themselves there; also
because the others would not wish to take Lombardy from France in order
to give it to the Venetians, and to run counter to both they would not
have had the courage.
And if any one should say: “King Louis yielded the Romagna to Alexander
and the kingdom to Spain to avoid war,” I answer for the reasons given
above that a blunder ought never to be perpetrated to avoid war,
because it is not to be avoided, but is only deferred to your
disadvantage. And if another should allege the pledge which the king
had given to the Pope that he would assist him in the enterprise, in
exchange for the dissolution of his marriage and for the cap to
Rouen, to that I reply what I shall write later on concerning the
faith of princes, and how it ought to be kept.
Thus King Louis lost Lombardy by not having followed any of the
conditions observed by those who have taken possession of countries and
wished to retain them. Nor is there any miracle in this, but much that
is reasonable and quite natural. And on these matters I spoke at Nantes
with Rouen, when Valentino, as Cesare Borgia, the son of Pope
Alexander, was usually called, occupied the Romagna, and on Cardinal
Rouen observing to me that the Italians did not understand war, I
replied to him that the French did not understand statecraft, meaning
that otherwise they would not have allowed the Church to reach such
greatness. And in fact it has been seen that the greatness of the
Church and of Spain in Italy has been caused by France, and her ruin
may be attributed to them. From this a general rule is drawn which
never or rarely fails: that he who is the cause of another becoming
powerful is ruined; because that predominancy has been brought about
either by astuteness or else by force, and both are distrusted by him
who has been raised to power.
CHAPTER IV
WHY ALEXANDER'S SUCCESSORS WERE ABLE TO KEEP
POSSESSION OF DARIUS' KINGDOM AFTER ALEXANDER'S DEATH
Considering the difficulties which men have had to hold to a newly
acquired state, some might wonder how, seeing that Alexander the Great
became the master of Asia in a few years, and died whilst it was
scarcely settled (whence it might appear reasonable that the whole
empire would have rebelled), nevertheless his successors maintained
themselves, and had to meet no other difficulty than that which arose
among themselves from their own ambitions.
I answer that the principalities of which one has record are found to
be governed in two different ways; either by a prince, with a body of
servants, who assist him to govern the kingdom as ministers by his
favour and permission; or by a prince and barons, who hold that dignity
by antiquity of blood and not by the grace of the prince. Such barons
have states and their own subjects, who recognize them as lords and
hold them in natural affection. Those states that are governed by a
prince and his servants hold their prince in more consideration,
because in all the country there is no one who is recognized as
superior to him, and if they yield obedience to another they do it as
to a minister and official, and they do not bear him any particular
affection.
The examples of these two governments in our time are the Turk and the
King of France. The entire monarchy of the Turk is governed by one
lord, the others are his servants; and, dividing his kingdom into
sanjaks, he sends there different administrators, and shifts and
changes them as he chooses. But the King of France is placed in the
midst of an ancient body of lords, acknowledged by their own subjects,
and beloved by them; they have their own prerogatives, nor can the king
take these away except at his peril. Therefore, he who considers both
of these states will recognize great difficulties in seizing the state
of the Turk, but, once it is conquered, great ease in holding it. The
causes of the difficulties in seizing the kingdom of the Turk are that
the usurper cannot be called in by the princes of the kingdom, nor can
he hope to be assisted in his designs by the revolt of those whom the
lord has around him. This arises from the reasons given above; for his
ministers, being all slaves and bondmen, can only be corrupted with
great difficulty, and one can expect little advantage from them when
they have been corrupted, as they cannot carry the people with them,
for the reasons assigned. Hence, he who attacks the Turk must bear in
mind that he will find him united, and he will have to rely more on his
own strength than on the revolt of others; but, if once the Turk has
been conquered, and routed in the field in such a way that he cannot
replace his armies, there is nothing to fear but the family of this
prince, and, this being exterminated, there remains no one to fear, the
others having no credit with the people; and as the conqueror did not
rely on them before his victory, so he ought not to fear them after it.
The contrary happens in kingdoms governed like that of France, because
one can easily enter there by gaining over some baron of the kingdom,
for one always finds malcontents and such as desire a change. Such men,
for the reasons given, can open the way into the state and render the
victory easy; but if you wish to hold it afterwards, you meet with
infinite difficulties, both from those who have assisted you and from
those you have crushed. Nor is it enough for you to have exterminated
the family of the prince, because the lords that remain make themselves
the heads of fresh movements against you, and as you are unable either
to satisfy or exterminate them, that state is lost whenever time brings
the opportunity.
Now if you will consider what was the nature of the government of
Darius, you will find it similar to the kingdom of the Turk, and
therefore it was only necessary for Alexander, first to overthrow him
in the field, and then to take the country from him. After which
victory, Darius being killed, the state remained secure to Alexander,
for the above reasons. And if his successors had been united they would
have enjoyed it securely and at their ease, for there were no tumults
raised in the kingdom except those they provoked themselves.
But it is impossible to hold with such tranquillity states constituted
like that of France. Hence arose those frequent rebellions against the
Romans in Spain, France, and Greece, owing to the many principalities
there were in these states, of which, as long as the memory of them
endured, the Romans always held an insecure possession; but with the
power and long continuance of the empire the memory of them passed
away, and the Romans then became secure possessors. And when fighting
afterwards amongst themselves, each one was able to attach to himself
his own parts of the country, according to the authority he had assumed
there; and the family of the former lord being exterminated, none other
than the Romans were acknowledged.
When these things are remembered no one will marvel at the ease with
which Alexander held the Empire of Asia, or at the difficulties which
others have had to keep an acquisition, such as Pyrrhus and many more;
this is not occasioned by the little or abundance of ability in the
conqueror, but by the want of uniformity in the subject state.
CHAPTER V
HOW TO GOVERN CITIES AND PRINCIPALITIES THAT,
PRIOR TO BEING OCCUPIED, LIVED UNDER THEIR OWN LAWS
Whenever those states which have been acquired as stated have been
accustomed to live under their own laws and in freedom, there are three
courses for those who wish to hold them: the first is to ruin them, the
next is to reside there in person, the third is to permit them to live
under their own laws, drawing a tribute, and establishing within it an
oligarchy which will keep it friendly to you. Because such a
government, being created by the prince, knows that it cannot stand
without his friendship and interest, and does its utmost to support
him; and therefore he who would keep a city accustomed to freedom will
hold it more easily by the means of its own citizens than in any other
way.
There are, for example, the Spartans and the Romans. The Spartans held
Athens and Thebes, establishing there an oligarchy: nevertheless they
lost them. The Romans, in order to hold Capua, Carthage, and Numantia,
dismantled them, and did not lose them. They wished to hold Greece as
the Spartans held it, making it free and permitting its laws, and did
not succeed. So to hold it they were compelled to dismantle many cities
in the country, for in truth there is no safe way to retain them
otherwise than by ruining them. And he who becomes master of a city
accustomed to freedom and does not destroy it, may expect to be
destroyed by it, for in rebellion it has always the watchword of
liberty and its ancient privileges as a rallying point, which neither
time nor benefits will ever cause it to forget. And whatever you may do
or provide against, they never forget that name or their privileges
unless they are disunited or dispersed, but at every chance they
immediately rally to them, as Pisa after the hundred years she had been
held in bondage by the Florentines.
But when cities or countries are accustomed to live under a prince, and
his family is exterminated, they, being on the one hand accustomed to
obey and on the other hand not having the old prince, cannot agree in
making one from amongst themselves, and they do not know how to govern
themselves. For this reason they are very slow to take up arms, and a
prince can gain them to himself and secure them much more easily. But
in republics there is more vitality, greater hatred, and more desire
for vengeance, which will never permit them to allow the memory of
their former liberty to rest; so that the safest way is to destroy them
or to reside there.
CHAPTER VI.
CONCERNING NEW PRINCIPALITIES ACQUIRED BY ONE’S OWN ARMS AND ABILITY
Let no one be surprised if, in speaking of entirely new principalities
as I shall do, I adduce the highest examples both of prince and of
state; because men, walking almost always in paths beaten by others,
and following by imitation their deeds, are yet unable to keep entirely
to the ways of others or attain to the power of those they imitate. A
wise man ought always to follow the paths beaten by great men, and to
imitate those who have been supreme, so that if his ability does not
equal theirs, at least it will savour of it. Let him act like the
clever archers who, designing to hit the mark which yet appears too far
distant, and knowing the limits to which the strength of their bow
attains, take aim much higher than the mark, not to reach by their
strength or arrow to so great a height, but to be able with the aid of
so high an aim to hit the mark they wish to reach.
I say, therefore, that in entirely new principalities, where there is a
new prince, more or less difficulty is found in keeping them,
accordingly as there is more or less ability in him who has acquired
the state. Now, as the fact of becoming a prince from a private station
presupposes either ability or fortune, it is clear that one or other of
these things will mitigate in some degree many difficulties.
Nevertheless, he who has relied least on fortune is established the
strongest. Further, it facilitates matters when the prince, having no
other state, is compelled to reside there in person.
But to come to those who, by their own ability and not through fortune,
have risen to be princes, I say that Moses, Cyrus, Romulus, Theseus,
and such like are the most excellent examples. And although one may not
discuss Moses, he having been a mere executor of the will of God, yet
he ought to be admired, if only for that favour which made him worthy
to speak with God. But in considering Cyrus and others who have
acquired or founded kingdoms, all will be found admirable; and if their
particular deeds and conduct shall be considered, they will not be
found inferior to those of Moses, although he had so great a preceptor.
And in examining their actions and lives one cannot see that they owed
anything to fortune beyond opportunity, which brought them the material
to mould into the form which seemed best to them. Without that
opportunity their powers of mind would have been extinguished, and
without those powers the opportunity would have come in vain.
It was necessary, therefore, to Moses that he should find the people of
Israel in Egypt enslaved and oppressed by the Egyptians, in order that
they should be disposed to follow him so as to be delivered out of
bondage. It was necessary that Romulus should not remain in Alba, and
that he should be abandoned at his birth, in order that he should
become King of Rome and founder of the fatherland. It was necessary
that Cyrus should find the Persians discontented with the government of
the Medes, and the Medes soft and effeminate through their long peace.
Theseus could not have shown his ability had he not found the Athenians
dispersed. These opportunities, therefore, made those men fortunate,
and their high ability enabled them to recognize the opportunity
whereby their country was ennobled and made famous.
Those who by valorous ways become princes, like these men, acquire a
principality with difficulty, but they keep it with ease. The
difficulties they have in acquiring it rise in part from the new rules
and methods which they are forced to introduce to establish their
government and its security. And it ought to be remembered that there
is nothing more difficult to take in hand, more perilous to conduct, or
more uncertain in its success, than to take the lead in the
introduction of a new order of things, because the innovator has for
enemies all those who have done well under the old conditions, and
lukewarm defenders in those who may do well under the new. This
coolness arises partly from fear of the opponents, who have the laws on
their side, and partly from the incredulity of men, who do not readily
believe in new things until they have had a long experience of them.
Thus it happens that whenever those who are hostile have the
opportunity to attack they do it like partisans, whilst the others
defend lukewarmly, in such wise that the prince is endangered along
with them.
It is necessary, therefore, if we desire to discuss this matter
thoroughly, to inquire whether these innovators can rely on themselves
or have to depend on others: that is to say, whether, to consummate
their enterprise, have they to use prayers or can they use force? In
the first instance they always succeed badly, and never compass
anything; but when they can rely on themselves and use force, then they
are rarely endangered. Hence it is that all armed prophets have
conquered, and the unarmed ones have been destroyed. Besides the
reasons mentioned, the nature of the people is variable, and whilst it
is easy to persuade them, it is difficult to fix them in that
persuasion. And thus it is necessary to take such measures that, when
they believe no longer, it may be possible to make them believe by
force.
If Moses, Cyrus, Theseus, and Romulus had been unarmed they could not
have enforced their constitutions for long—as happened in our time to
Fra Girolamo Savonarola, who was ruined with his new order of things
immediately the multitude believed in him no longer, and he had no
means of keeping steadfast those who believed or of making the
unbelievers to believe. Therefore such as these have great difficulties
in consummating their enterprise, for all their dangers are in the
ascent, yet with ability they will overcome them; but when these are
overcome, and those who envied them their success are exterminated,
they will begin to be respected, and they will continue afterwards
powerful, secure, honoured, and happy.
To these great examples I wish to add a lesser one; still it bears some
resemblance to them, and I wish it to suffice me for all of a like
kind: it is Hiero the Syracusan. This man rose from a private
station to be Prince of Syracuse, nor did he, either, owe anything to
fortune but opportunity; for the Syracusans, being oppressed, chose him
for their captain, afterwards he was rewarded by being made their
prince. He was of so great ability, even as a private citizen, that one
who writes of him says he wanted nothing but a kingdom to be a king.
This man abolished the old soldiery, organized the new, gave up old
alliances, made new ones; and as he had his own soldiers and allies, on
such foundations he was able to build any edifice: thus, whilst he had
endured much trouble in acquiring, he had but little in keeping.
CHAPTER VII
CONCERNING NEW PRINCIPALITIES ACQUIRED WITH
THE ARMS AND FORTUNES OF OTHERS
Those who solely by good fortune become princes from being private
citizens have little trouble in rising, but much in keeping atop; they
have not any difficulties on the way up, because they fly, but they
have many when they reach the summit. Such are those to whom some state
is given either for money or by the favour of him who bestows it; as
happened to many in Greece, in the cities of Ionia and of the
Hellespont, where princes were made by Darius, in order that they might
hold the cities both for his security and his glory; as also were those
emperors who, by the corruption of the soldiers, from being citizens
came to empire. Such stand simply elevated upon the goodwill and the
fortune of him who has elevated them—two most inconstant and unstable
things. Neither have they the knowledge requisite for the position;
because, unless they are men of great worth and ability, it is not
reasonable to expect that they should know how to command, having
always lived in a private condition; besides, they cannot hold it
because they have not forces which they can keep friendly and faithful.
States that rise unexpectedly, then, like all other things in nature
which are born and grow rapidly, cannot leave their foundations and
correspondencies fixed in such a way that the first storm will not
overthrow them; unless, as is said, those who unexpectedly become
princes are men of so much ability that they know they have to be
prepared at once to hold that which fortune has thrown into their laps,
and that those foundations, which others have laid _before_ they became
princes, they must lay _afterwards_.
Concerning these two methods of rising to be a prince by ability or
fortune, I wish to adduce two examples within our own recollection, and
these are Francesco Sforza and Cesare Borgia. Francesco, by proper
means and with great ability, from being a private person rose to be
Duke of Milan, and that which he had acquired with a thousand anxieties
he kept with little trouble. On the other hand, Cesare Borgia, called
by the people Duke Valentino, acquired his state during the ascendancy
of his father, and on its decline he lost it, notwithstanding that he
had taken every measure and done all that ought to be done by a wise
and able man to fix firmly his roots in the states which the arms and
fortunes of others had bestowed on him.
Because, as is stated above, he who has not first laid his foundations
may be able with great ability to lay them afterwards, but they will be
laid with trouble to the architect and danger to the building. If,
therefore, all the steps taken by the duke be considered, it will be
seen that he laid solid foundations for his future power, and I do not
consider it superfluous to discuss them, because I do not know what
better precepts to give a new prince than the example of his actions;
and if his dispositions were of no avail, that was not his fault, but
the extraordinary and extreme malignity of fortune.
Alexander the Sixth, in wishing to aggrandize the duke, his son, had
many immediate and prospective difficulties. Firstly, he did not see
his way to make him master of any state that was not a state of the
Church; and if he was willing to rob the Church he knew that the Duke
of Milan and the Venetians would not consent, because Faenza and Rimini
were already under the protection of the Venetians. Besides this, he
saw the arms of Italy, especially those by which he might have been
assisted, in hands that would fear the aggrandizement of the Pope,
namely, the Orsini and the Colonnesi and their following. It behoved
him, therefore, to upset this state of affairs and embroil the powers,
so as to make himself securely master of part of their states. This was
easy for him to do, because he found the Venetians, moved by other
reasons, inclined to bring back the French into Italy; he would not
only not oppose this, but he would render it more easy by dissolving
the former marriage of King Louis. Therefore the king came into Italy
with the assistance of the Venetians and the consent of Alexander. He
was no sooner in Milan than the Pope had soldiers from him for the
attempt on the Romagna, which yielded to him on the reputation of the
king. The duke, therefore, having acquired the Romagna and beaten the
Colonnesi, while wishing to hold that and to advance further, was
hindered by two things: the one, his forces did not appear loyal to
him, the other, the goodwill of France: that is to say, he feared that
the forces of the Orsini, which he was using, would not stand to him,
that not only might they hinder him from winning more, but might
themselves seize what he had won, and that the king might also do the
same. Of the Orsini he had a warning when, after taking Faenza and
attacking Bologna, he saw them go very unwillingly to that attack. And
as to the king, he learned his mind when he himself, after taking the
Duchy of Urbino, attacked Tuscany, and the king made him desist from
that undertaking; hence the duke decided to depend no more upon the
arms and the luck of others.
For the first thing he weakened the Orsini and Colonnesi parties in
Rome, by gaining to himself all their adherents who were gentlemen,
making them his gentlemen, giving them good pay, and, according to
their rank, honouring them with office and command in such a way that
in a few months all attachment to the factions was destroyed and turned
entirely to the duke. After this he awaited an opportunity to crush the
Orsini, having scattered the adherents of the Colonna house. This came
to him soon and he used it well; for the Orsini, perceiving at length
that the aggrandizement of the duke and the Church was ruin to them,
called a meeting of the Magione in Perugia. From this sprung the
rebellion at Urbino and the tumults in the Romagna, with endless
dangers to the duke, all of which he overcame with the help of the
French. Having restored his authority, not to leave it at risk by
trusting either to the French or other outside forces, he had recourse
to his wiles, and he knew so well how to conceal his mind that, by the
mediation of Signor Pagolo—whom the duke did not fail to secure with
all kinds of attention, giving him money, apparel, and horses—the
Orsini were reconciled, so that their simplicity brought them into his
power at Sinigalia. Having exterminated the leaders, and turned
their partisans into his friends, the duke laid sufficiently good
foundations to his power, having all the Romagna and the Duchy of
Urbino; and the people now beginning to appreciate their prosperity, he
gained them all over to himself. And as this point is worthy of notice,
and to be imitated by others, I am not willing to leave it out.
When the duke occupied the Romagna he found it under the rule of weak
masters, who rather plundered their subjects than ruled them, and gave
them more cause for disunion than for union, so that the country was
full of robbery, quarrels, and every kind of violence; and so, wishing
to bring back peace and obedience to authority, he considered it
necessary to give it a good governor. Thereupon he promoted Messer
Ramiro d’Orco, a swift and cruel man, to whom he gave the fullest
power. This man in a short time restored peace and unity with the
greatest success. Afterwards the duke considered that it was not
advisable to confer such excessive authority, for he had no doubt but
that he would become odious, so he set up a court of judgment in the
country, under a most excellent president, wherein all cities had their
advocates. And because he knew that the past severity had caused some
hatred against himself, so, to clear himself in the minds of the
people, and gain them entirely to himself, he desired to show that, if
any cruelty had been practised, it had not originated with him, but in
the natural sternness of the minister. Under this pretence he took
Ramiro, and one morning caused him to be executed and left on the
piazza at Cesena with the block and a bloody knife at his side. The
barbarity of this spectacle caused the people to be at once satisfied
and dismayed.
But let us return whence we started. I say that the duke, finding
himself now sufficiently powerful and partly secured from immediate
dangers by having armed himself in his own way, and having in a great
measure crushed those forces in his vicinity that could injure him if
he wished to proceed with his conquest, had next to consider France,
for he knew that the king, who too late was aware of his mistake, would
not support him. And from this time he began to seek new alliances and
to temporize with France in the expedition which she was making towards
the kingdom of Naples against the Spaniards who were besieging Gaeta.
It was his intention to secure himself against them, and this he would
have quickly accomplished had Alexander lived.
Such was his line of action as to present affairs. But as to the future
he had to fear, in the first place, that a new successor to the Church
might not be friendly to him and might seek to take from him that which
Alexander had given him, so he decided to act in four ways. Firstly, by
exterminating the families of those lords whom he had despoiled, so as
to take away that pretext from the Pope. Secondly, by winning to
himself all the gentlemen of Rome, so as to be able to curb the Pope
with their aid, as has been observed. Thirdly, by converting the
college more to himself. Fourthly, by acquiring so much power before
the Pope should die that he could by his own measures resist the first
shock. Of these four things, at the death of Alexander, he had
accomplished three. For he had killed as many of the dispossessed lords
as he could lay hands on, and few had escaped; he had won over the
Roman gentlemen, and he had the most numerous party in the college. And
as to any fresh acquisition, he intended to become master of Tuscany,
for he already possessed Perugia and Piombino, and Pisa was under his
protection. And as he had no longer to study France (for the French
were already driven out of the kingdom of Naples by the Spaniards, and
in this way both were compelled to buy his goodwill), he pounced down
upon Pisa. After this, Lucca and Siena yielded at once, partly through
hatred and partly through fear of the Florentines; and the Florentines
would have had no remedy had he continued to prosper, as he was
prospering the year that Alexander died, for he had acquired so much
power and reputation that he would have stood by himself, and no longer
have depended on the luck and the forces of others, but solely on his
own power and ability.
But Alexander died five years after he had first drawn the sword. He
left the duke with the state of Romagna alone consolidated, with the
rest in the air, between two most powerful hostile armies, and sick
unto death. Yet there were in the duke such boldness and ability, and
he knew so well how men are to be won or lost, and so firm were the
foundations which in so short a time he had laid, that if he had not
had those armies on his back, or if he had been in good health, he
would have overcome all difficulties. And it is seen that his
foundations were good, for the Romagna awaited him for more than a
month. In Rome, although but half alive, he remained secure; and whilst
the Baglioni, the Vitelli, and the Orsini might come to Rome, they
could not effect anything against him. If he could not have made Pope
him whom he wished, at least the one whom he did not wish would not
have been elected. But if he had been in sound health at the death of
Alexander, everything would have been different to him. On the day
that Julius the Second was elected, he told me that he had thought
of everything that might occur at the death of his father, and had
provided a remedy for all, except that he had never anticipated that,
when the death did happen, he himself would be on the point to die.
When all the actions of the duke are recalled, I do not know how to
blame him, but rather it appears to be, as I have said, that I ought to
offer him for imitation to all those who, by the fortune or the arms of
others, are raised to government. Because he, having a lofty spirit and
far-reaching aims, could not have regulated his conduct otherwise, and
only the shortness of the life of Alexander and his own sickness
frustrated his designs. Therefore, he who considers it necessary to
secure himself in his new principality, to win friends, to overcome
either by force or fraud, to make himself beloved and feared by the
people, to be followed and revered by the soldiers, to exterminate
those who have power or reason to hurt him, to change the old order of
things for new, to be severe and gracious, magnanimous and liberal, to
destroy a disloyal soldiery and to create new, to maintain friendship
with kings and princes in such a way that they must help him with zeal
and offend with caution, cannot find a more lively example than the
actions of this man.
Only can he be blamed for the election of Julius the Second, in whom he
made a bad choice, because, as is said, not being able to elect a Pope
to his own mind, he could have hindered any other from being elected
Pope; and he ought never to have consented to the election of any
cardinal whom he had injured or who had cause to fear him if they
became pontiffs. For men injure either from fear or hatred. Those whom
he had injured, amongst others, were San Pietro ad Vincula, Colonna,
San Giorgio, and Ascanio. The rest, in becoming Pope, had to fear
him, Rouen and the Spaniards excepted; the latter from their
relationship and obligations, the former from his influence, the
kingdom of France having relations with him. Therefore, above
everything, the duke ought to have created a Spaniard Pope, and,
failing him, he ought to have consented to Rouen and not San Pietro ad
Vincula. He who believes that new benefits will cause great personages
to forget old injuries is deceived. Therefore, the duke erred in his
choice, and it was the cause of his ultimate ruin.
CHAPTER VIII
CONCERNING THOSE WHO HAVE OBTAINED A PRINCIPALITY BY WICKEDNESS
Although a prince may rise from a private station in two ways, neither
of which can be entirely attributed to fortune or genius, yet it is
manifest to me that I must not be silent on them, although one could be
more copiously treated when I discuss republics. These methods are
when, either by some wicked or nefarious ways, one ascends to the
principality, or when by the favour of his fellow-citizens a private
person becomes the prince of his country. And speaking of the first
method, it will be illustrated by two examples—one ancient, the other
modern—and without entering further into the subject, I consider these
two examples will suffice those who may be compelled to follow them.
Agathocles, the Sicilian, became King of Syracuse not only from a
private but from a low and abject position. This man, the son of a
potter, through all the changes in his fortunes always led an infamous
life. Nevertheless, he accompanied his infamies with so much ability of
mind and body that, having devoted himself to the military profession,
he rose through its ranks to be Praetor of Syracuse. Being established
in that position, and having deliberately resolved to make himself
prince and to seize by violence, without obligation to others, that
which had been conceded to him by assent, he came to an understanding
for this purpose with Amilcar, the Carthaginian, who, with his army,
was fighting in Sicily. One morning he assembled the people and the
senate of Syracuse, as if he had to discuss with them things relating
to the Republic, and at a given signal the soldiers killed all the
senators and the richest of the people; these dead, he seized and held
the princedom of that city without any civil commotion. And although he
was twice routed by the Carthaginians, and ultimately besieged, yet not
only was he able to defend his city, but leaving part of his men for
its defence, with the others he attacked Africa, and in a short time
raised the siege of Syracuse. The Carthaginians, reduced to extreme
necessity, were compelled to come to terms with Agathocles, and,
leaving Sicily to him, had to be content with the possession of Africa.
Therefore, he who considers the actions and the genius of this man will
see nothing, or little, which can be attributed to fortune, inasmuch as
he attained pre-eminence, as is shown above, not by the favour of any
one, but step by step in the military profession, which steps were
gained with a thousand troubles and perils, and were afterwards boldly
held by him with many hazardous dangers. Yet it cannot be called talent
to slay fellow-citizens, to deceive friends, to be without faith,
without mercy, without religion; such methods may gain empire, but not
glory. Still, if the courage of Agathocles in entering into and
extricating himself from dangers be considered, together with his
greatness of mind in enduring and overcoming hardships, it cannot be
seen why he should be esteemed less than the most notable captain.
Nevertheless, his barbarous cruelty and inhumanity with infinite
wickedness do not permit him to be celebrated among the most excellent
men. What he achieved cannot be attributed either to fortune or genius.
In our times, during the rule of Alexander the Sixth, Oliverotto da
Fermo, having been left an orphan many years before, was brought up by
his maternal uncle, Giovanni Fogliani, and in the early days of his
youth sent to fight under Pagolo Vitelli, that, being trained under his
discipline, he might attain some high position in the military
profession. After Pagolo died, he fought under his brother Vitellozzo,
and in a very short time, being endowed with wit and a vigorous body
and mind, he became the first man in his profession. But it appearing a
paltry thing to serve under others, he resolved, with the aid of some
citizens of Fermo, to whom the slavery of their country was dearer than
its liberty, and with the help of the Vitelleschi, to seize Fermo. So
he wrote to Giovanni Fogliani that, having been away from home for many
years, he wished to visit him and his city, and in some measure to look
upon his patrimony; and although he had not laboured to acquire
anything except honour, yet, in order that the citizens should see he
had not spent his time in vain, he desired to come honourably, so would
be accompanied by one hundred horsemen, his friends and retainers; and
he entreated Giovanni to arrange that he should be received honourably
by the Fermians, all of which would be not only to his honour, but also
to that of Giovanni himself, who had brought him up.
Giovanni, therefore, did not fail in any attentions due to his nephew,
and he caused him to be honourably received by the Fermians, and he
lodged him in his own house, where, having passed some days, and having
arranged what was necessary for his wicked designs, Oliverotto gave a
solemn banquet to which he invited Giovanni Fogliani and the chiefs of
Fermo. When the viands and all the other entertainments that are usual
in such banquets were finished, Oliverotto artfully began certain grave
discourses, speaking of the greatness of Pope Alexander and his son
Cesare, and of their enterprises, to which discourse Giovanni and
others answered; but he rose at once, saying that such matters ought to
be discussed in a more private place, and he betook himself to a
chamber, whither Giovanni and the rest of the citizens went in after
him. No sooner were they seated than soldiers issued from secret places
and slaughtered Giovanni and the rest. After these murders Oliverotto,
mounted on horseback, rode up and down the town and besieged the chief
magistrate in the palace, so that in fear the people were forced to
obey him, and to form a government, of which he made himself the
prince. He killed all the malcontents who were able to injure him, and
strengthened himself with new civil and military ordinances, in such a
way that, in the year during which he held the principality, not only
was he secure in the city of Fermo, but he had become formidable to all
his neighbours. And his destruction would have been as difficult as
that of Agathocles if he had not allowed himself to be overreached by
Cesare Borgia, who took him with the Orsini and Vitelli at Sinigalia,
as was stated above. Thus one year after he had committed this
parricide, he was strangled, together with Vitellozzo, whom he had made
his leader in valour and wickedness.
Some may wonder how it can happen that Agathocles, and his like, after
infinite treacheries and cruelties, should live for long secure in his
country, and defend himself from external enemies, and never be
conspired against by his own citizens; seeing that many others, by
means of cruelty, have never been able even in peaceful times to hold
the state, still less in the doubtful times of war. I believe that this
follows from severities being badly or properly used. Those may be
called properly used, if of evil it is possible to speak well, that are
applied at one blow and are necessary to one’s security, and that are
not persisted in afterwards unless they can be turned to the advantage
of the subjects. The badly employed are those which, notwithstanding
they may be few in the commencement, multiply with time rather than
decrease. Those who practise the first system are able, by aid of God
or man, to mitigate in some degree their rule, as Agathocles did. It is
impossible for those who follow the other to maintain themselves.
Hence it is to be remarked that, in seizing a state, the usurper ought
to examine closely into all those injuries which it is necessary for
him to inflict, and to do them all at one stroke so as not to have to
repeat them daily; and thus by not unsettling men he will be able to
reassure them, and win them to himself by benefits. He who does
otherwise, either from timidity or evil advice, is always compelled to
keep the knife in his hand; neither can he rely on his subjects, nor
can they attach themselves to him, owing to their continued and
repeated wrongs. For injuries ought to be done all at one time, so
that, being tasted less, they offend less; benefits ought to be given
little by little, so that the flavour of them may last longer.
And above all things, a prince ought to live amongst his people in such
a way that no unexpected circumstances, whether of good or evil, shall
make him change; because if the necessity for this comes in troubled
times, you are too late for harsh measures; and mild ones will not help
you, for they will be considered as forced from you, and no one will be
under any obligation to you for them.
CHAPTER IX
CONCERNING A CIVIL PRINCIPALITY
But coming to the other point—where a leading citizen becomes the
prince of his country, not by wickedness or any intolerable violence,
but by the favour of his fellow citizens—this may be called a civil
principality: nor is genius or fortune altogether necessary to attain
to it, but rather a happy shrewdness. I say then that such a
principality is obtained either by the favour of the people or by the
favour of the nobles. Because in all cities these two distinct parties
are found, and from this it arises that the people do not wish to be
ruled nor oppressed by the nobles, and the nobles wish to rule and
oppress the people; and from these two opposite desires there arises in
cities one of three results, either a principality, self-government, or
anarchy.
A principality is created either by the people or by the nobles,
accordingly as one or other of them has the opportunity; for the
nobles, seeing they cannot withstand the people, begin to cry up the
reputation of one of themselves, and they make him a prince, so that
under his shadow they can give vent to their ambitions. The people,
finding they cannot resist the nobles, also cry up the reputation of
one of themselves, and make him a prince so as to be defended by his
authority. He who obtains sovereignty by the assistance of the nobles
maintains himself with more difficulty than he who comes to it by the
aid of the people, because the former finds himself with many around
him who consider themselves his equals, and because of this he can
neither rule nor manage them to his liking. But he who reaches
sovereignty by popular favour finds himself alone, and has none around
him, or few, who are not prepared to obey him.
Besides this, one cannot by fair dealing, and without injury to others,
satisfy the nobles, but you can satisfy the people, for their object is
more righteous than that of the nobles, the latter wishing to oppress,
while the former only desire not to be oppressed. It is to be added
also that a prince can never secure himself against a hostile people,
because of there being too many, whilst from the nobles he can secure
himself, as they are few in number. The worst that a prince may expect
from a hostile people is to be abandoned by them; but from hostile
nobles he has not only to fear abandonment, but also that they will
rise against him; for they, being in these affairs more far-seeing and
astute, always come forward in time to save themselves, and to obtain
favours from him whom they expect to prevail. Further, the prince is
compelled to live always with the same people, but he can do well
without the same nobles, being able to make and unmake them daily, and
to give or take away authority when it pleases him.
Therefore, to make this point clearer, I say that the nobles ought to
be looked at mainly in two ways: that is to say, they either shape
their course in such a way as binds them entirely to your fortune, or
they do not. Those who so bind themselves, and are not rapacious, ought
to be honoured and loved; those who do not bind themselves may be dealt
with in two ways; they may fail to do this through pusillanimity and a
natural want of courage, in which case you ought to make use of them,
especially of those who are of good counsel; and thus, whilst in
prosperity you honour them, in adversity you do not have to fear them.
But when for their own ambitious ends they shun binding themselves, it
is a token that they are giving more thought to themselves than to you,
and a prince ought to guard against such, and to fear them as if they
were open enemies, because in adversity they always help to ruin him.
Therefore, one who becomes a prince through the favour of the people
ought to keep them friendly, and this he can easily do seeing they only
ask not to be oppressed by him. But one who, in opposition to the
people, becomes a prince by the favour of the nobles, ought, above
everything, to seek to win the people over to himself, and this he may
easily do if he takes them under his protection. Because men, when they
receive good from him of whom they were expecting evil, are bound more
closely to their benefactor; thus the people quickly become more
devoted to him than if he had been raised to the principality by their
favours; and the prince can win their affections in many ways, but as
these vary according to the circumstances one cannot give fixed rules,
so I omit them; but, I repeat, it is necessary for a prince to have the
people friendly, otherwise he has no security in adversity.
Nabis, Prince of the Spartans, sustained the attack of all Greece,
and of a victorious Roman army, and against them he defended his
country and his government; and for the overcoming of this peril it was
only necessary for him to make himself secure against a few, but this
would not have been sufficient had the people been hostile. And do not
let any one impugn this statement with the trite proverb that “He who
builds on the people, builds on the mud,” for this is true when a
private citizen makes a foundation there, and persuades himself that
the people will free him when he is oppressed by his enemies or by the
magistrates; wherein he would find himself very often deceived, as
happened to the Gracchi in Rome and to Messer Giorgio Scali in
Florence. But granted a prince who has established himself as above,
who can command, and is a man of courage, undismayed in adversity, who
does not fail in other qualifications, and who, by his resolution and
energy, keeps the whole people encouraged—such a one will never find
himself deceived in them, and it will be shown that he has laid his
foundations well.
These principalities are liable to danger when they are passing from
the civil to the absolute order of government, for such princes either
rule personally or through magistrates. In the latter case their
government is weaker and more insecure, because it rests entirely on
the goodwill of those citizens who are raised to the magistracy, and
who, especially in troubled times, can destroy the government with
great ease, either by intrigue or open defiance; and the prince has not
the chance amid tumults to exercise absolute authority, because the
citizens and subjects, accustomed to receive orders from magistrates,
are not of a mind to obey him amid these confusions, and there will
always be in doubtful times a scarcity of men whom he can trust. For
such a prince cannot rely upon what he observes in quiet times, when
citizens have need of the state, because then every one agrees with
him; they all promise, and when death is far distant they all wish to
die for him; but in troubled times, when the state has need of its
citizens, then he finds but few. And so much the more is this
experiment dangerous, inasmuch as it can only be tried once. Therefore
a wise prince ought to adopt such a course that his citizens will
always in every sort and kind of circumstance have need of the state
and of him, and then he will always find them faithful.
CHAPTER X
HOW THE STRENGTH OF ALL PRINCIPALITIES SHOULD BE MEASURED
It is necessary to consider another point in examining the character of
these principalities: that is, whether a prince has such power that, in
case of need, he can support himself with his own resources, or whether
he has always need of the assistance of others. And to make this quite
clear I say that I consider those who are able to support themselves by
their own resources who can, either by abundance of men or money, raise
a sufficient army to join battle against any one who comes to attack
them; and I consider those always to have need of others who cannot
show themselves against the enemy in the field, but are forced to
defend themselves by sheltering behind walls. The first case has been
discussed, but we will speak of it again should it recur. In the second
case one can say nothing except to encourage such princes to provision
and fortify their towns, and not on any account to defend the country.
And whoever shall fortify his town well, and shall have managed the
other concerns of his subjects in the way stated above, and to be often
repeated, will never be attacked without great caution, for men are
always adverse to enterprises where difficulties can be seen, and it
will be seen not to be an easy thing to attack one who has his town
well fortified, and is not hated by his people.
The cities of Germany are absolutely free, they own but little country
around them, and they yield obedience to the emperor when it suits
them, nor do they fear this or any other power they may have near them,
because they are fortified in such a way that every one thinks the
taking of them by assault would be tedious and difficult, seeing they
have proper ditches and walls, they have sufficient artillery, and they
always keep in public depots enough for one year’s eating, drinking,
and firing. And beyond this, to keep the people quiet and without loss
to the state, they always have the means of giving work to the
community in those labours that are the life and strength of the city,
and on the pursuit of which the people are supported; they also hold
military exercises in repute, and moreover have many ordinances to
uphold them.
Therefore, a prince who has a strong city, and had not made himself
odious, will not be attacked, or if any one should attack he will only
be driven off with disgrace; again, because that the affairs of this
world are so changeable, it is almost impossible to keep an army a
whole year in the field without being interfered with. And whoever
should reply: If the people have property outside the city, and see it
burnt, they will not remain patient, and the long siege and
self-interest will make them forget their prince; to this I answer that
a powerful and courageous prince will overcome all such difficulties by
giving at one time hope to his subjects that the evil will not be for
long, at another time fear of the cruelty of the enemy, then preserving
himself adroitly from those subjects who seem to him to be too bold.
Further, the enemy would naturally on his arrival at once burn and ruin
the country at the time when the spirits of the people are still hot
and ready for the defence; and, therefore, so much the less ought the
prince to hesitate; because after a time, when spirits have cooled, the
damage is already done, the ills are incurred, and there is no longer
any remedy; and therefore they are so much the more ready to unite with
their prince, he appearing to be under obligations to them now that
their houses have been burnt and their possessions ruined in his
defence. For it is the nature of men to be bound by the benefits they
confer as much as by those they receive. Therefore, if everything is
well considered, it will not be difficult for a wise prince to keep the
minds of his citizens steadfast from first to last, when he does not
fail to support and defend them.
CHAPTER XI
CONCERNING ECCLESIASTICAL PRINCIPALITIES
It only remains now to speak of ecclesiastical principalities, touching
which all difficulties are prior to getting possession, because they
are acquired either by capacity or good fortune, and they can be held
without either; for they are sustained by the ancient ordinances of
religion, which are so all-powerful, and of such a character that the
principalities may be held no matter how their princes behave and live.
These princes alone have states and do not defend them; and they have
subjects and do not rule them; and the states, although unguarded, are
not taken from them, and the subjects, although not ruled, do not care,
and they have neither the desire nor the ability to alienate
themselves. Such principalities only are secure and happy. But being
upheld by powers, to which the human mind cannot reach, I shall speak
no more of them, because, being exalted and maintained by God, it would
be the act of a presumptuous and rash man to discuss them.
Nevertheless, if any one should ask of me how comes it that the Church
has attained such greatness in temporal power, seeing that from
Alexander backwards the Italian potentates (not only those who have
been called potentates, but every baron and lord, though the smallest)
have valued the temporal power very slightly—yet now a king of France
trembles before it, and it has been able to drive him from Italy, and
to ruin the Venetians—although this may be very manifest, it does not
appear to me superfluous to recall it in some measure to memory.
Before Charles, King of France, passed into Italy, this country was
under the dominion of the Pope, the Venetians, the King of Naples, the
Duke of Milan, and the Florentines. These potentates had two principal
anxieties: the one, that no foreigner should enter Italy under arms;
the other, that none of themselves should seize more territory. Those
about whom there was the most anxiety were the Pope and the Venetians.
To restrain the Venetians the union of all the others was necessary, as
it was for the defence of Ferrara; and to keep down the Pope they made
use of the barons of Rome, who, being divided into two factions, Orsini
and Colonnesi, had always a pretext for disorder, and, standing with
arms in their hands under the eyes of the Pontiff, kept the pontificate
weak and powerless. And although there might arise sometimes a
courageous pope, such as Sixtus, yet neither fortune nor wisdom could
rid him of these annoyances. And the short life of a pope is also a
cause of weakness; for in the ten years, which is the average life of a
pope, he can with difficulty lower one of the factions; and if, so to
speak, one people should almost destroy the Colonnesi, another would
arise hostile to the Orsini, who would support their opponents, and yet
would not have time to ruin the Orsini. This was the reason why the
temporal powers of the pope were little esteemed in Italy.
Alexander the Sixth arose afterwards, who of all the pontiffs that have
ever been showed how a pope with both money and arms was able to
prevail; and through the instrumentality of the Duke Valentino, and by
reason of the entry of the French, he brought about all those things
which I have discussed above in the actions of the duke. And although
his intention was not to aggrandize the Church, but the duke,
nevertheless, what he did contributed to the greatness of the Church,
which, after his death and the ruin of the duke, became the heir to all
his labours.
Pope Julius came afterwards and found the Church strong, possessing all
the Romagna, the barons of Rome reduced to impotence, and, through the
chastisements of Alexander, the factions wiped out; he also found the
way open to accumulate money in a manner such as had never been
practised before Alexander’s time. Such things Julius not only
followed, but improved upon, and he intended to gain Bologna, to ruin
the Venetians, and to drive the French out of Italy. All of these
enterprises prospered with him, and so much the more to his credit,
inasmuch as he did everything to strengthen the Church and not any
private person. He kept also the Orsini and Colonnesi factions within
the bounds in which he found them; and although there was among them
some mind to make disturbance, nevertheless he held two things firm:
the one, the greatness of the Church, with which he terrified them; and
the other, not allowing them to have their own cardinals, who caused
the disorders among them. For whenever these factions have their
cardinals they do not remain quiet for long, because cardinals foster
the factions in Rome and out of it, and the barons are compelled to
support them, and thus from the ambitions of prelates arise disorders
and tumults among the barons. For these reasons his Holiness Pope
Leo found the pontificate most powerful, and it is to be hoped that,
if others made it great in arms, he will make it still greater and more
venerated by his goodness and infinite other virtues.
CHAPTER XII
CONCERNING VARIOUS TYPES OF TROOPS, AND ESPECIALLY MERCENARIES
Having discoursed particularly on the characteristics of such
principalities as in the beginning I proposed to discuss, and having
considered in some degree the causes of there being good or bad, and
having shown the methods by which many have sought to acquire them and
to hold them, it now remains for me to discuss generally the means of
offence and defence which belong to each of them.
We have seen above how necessary it is for a prince to have his
foundations well laid, otherwise it follows of necessity he will go to
ruin. The chief foundations of all states, new as well as old or
composite, are good laws and good arms; and as there cannot be good
laws where the state is not well armed, it follows that where they are
well armed they have good laws. I shall leave the laws out of the
discussion and shall speak of the arms.
I say, therefore, that the arms with which a prince defends his state
are either his own, or they are mercenaries, auxiliaries, or mixed.
Mercenaries and auxiliaries are useless and dangerous; and if one holds
his state based on these arms, he will stand neither firm nor safe; for
they are disunited, ambitious, and without discipline, unfaithful,
valiant before friends, cowardly before enemies; they have neither the
fear of God nor fidelity to men, and destruction is deferred only so
long as the attack is; for in peace one is robbed by them, and in war
by the enemy. The fact is, they have no other attraction or reason for
keeping the field than a trifle of stipend, which is not sufficient to
make them willing to die for you. They are ready enough to be your
soldiers whilst you do not make war, but if war comes they take
themselves off or run from the foe; which I should have little trouble
to prove, for the ruin of Italy has been caused by nothing else than by
resting all her hopes for many years on mercenaries, and although they
formerly made some display and appeared valiant amongst themselves, yet
when the foreigners came they showed what they were. Thus it was that
Charles, King of France, was allowed to seize Italy with chalk in
hand; and he who told us that our sins were the cause of it told the
truth, but they were not the sins he imagined, but those which I have
related. And as they were the sins of princes, it is the princes who
have also suffered the penalty.
I wish to demonstrate further the infelicity of these arms. The
mercenary captains are either capable men or they are not; if they are,
you cannot trust them, because they always aspire to their own
greatness, either by oppressing you, who are their master, or others
contrary to your intentions; but if the captain is not skilful, you are
ruined in the usual way.
And if it be urged that whoever is armed will act in the same way,
whether mercenary or not, I reply that when arms have to be resorted
to, either by a prince or a republic, then the prince ought to go in
person and perform the duty of a captain; the republic has to send its
citizens, and when one is sent who does not turn out satisfactorily, it
ought to recall him, and when one is worthy, to hold him by the laws so
that he does not leave the command. And experience has shown princes
and republics, single-handed, making the greatest progress, and
mercenaries doing nothing except damage; and it is more difficult to
bring a republic, armed with its own arms, under the sway of one of its
citizens than it is to bring one armed with foreign arms. Rome and
Sparta stood for many ages armed and free. The Switzers are completely
armed and quite free.
Of ancient mercenaries, for example, there are the Carthaginians, who
were oppressed by their mercenary soldiers after the first war with the
Romans, although the Carthaginians had their own citizens for captains.
After the death of Epaminondas, Philip of Macedon was made captain of
their soldiers by the Thebans, and after victory he took away their
liberty.
Duke Filippo being dead, the Milanese enlisted Francesco Sforza against
the Venetians, and he, having overcome the enemy at Caravaggio,
allied himself with them to crush the Milanese, his masters. His
father, Sforza, having been engaged by Queen Johanna of Naples, left
her unprotected, so that she was forced to throw herself into the arms
of the King of Aragon, in order to save her kingdom. And if the
Venetians and Florentines formerly extended their dominions by these
arms, and yet their captains did not make themselves princes, but have
defended them, I reply that the Florentines in this case have been
favoured by chance, for of the able captains, of whom they might have
stood in fear, some have not conquered, some have been opposed, and
others have turned their ambitions elsewhere. One who did not conquer
was Giovanni Acuto, and since he did not conquer his fidelity cannot
be proved; but every one will acknowledge that, had he conquered, the
Florentines would have stood at his discretion. Sforza had the
Bracceschi always against him, so they watched each other. Francesco
turned his ambition to Lombardy; Braccio against the Church and the
kingdom of Naples. But let us come to that which happened a short while
ago. The Florentines appointed as their captain Pagolo Vitelli, a most
prudent man, who from a private position had risen to the greatest
renown. If this man had taken Pisa, nobody can deny that it would have
been proper for the Florentines to keep in with him, for if he became
the soldier of their enemies they had no means of resisting, and if
they held to him they must obey him. The Venetians, if their
achievements are considered, will be seen to have acted safely and
gloriously so long as they sent to war their own men, when with armed
gentlemen and plebians they did valiantly. This was before they turned
to enterprises on land, but when they began to fight on land they
forsook this virtue and followed the custom of Italy. And in the
beginning of their expansion on land, through not having much
territory, and because of their great reputation, they had not much to
fear from their captains; but when they expanded, as under
Carmignuola, they had a taste of this mistake; for, having found him
a most valiant man (they beat the Duke of Milan under his leadership),
and, on the other hand, knowing how lukewarm he was in the war, they
feared they would no longer conquer under him, and for this reason they
were not willing, nor were they able, to let him go; and so, not to
lose again that which they had acquired, they were compelled, in order
to secure themselves, to murder him. They had afterwards for their
captains Bartolomeo da Bergamo, Roberto da San Severino, the count of
Pitigliano, and the like, under whom they had to dread loss and not
gain, as happened afterwards at Vaila, where in one battle they lost
that which in eight hundred years they had acquired with so much
trouble. Because from such arms conquests come but slowly, long delayed
and inconsiderable, but the losses sudden and portentous.
And as with these examples I have reached Italy, which has been ruled
for many years by mercenaries, I wish to discuss them more seriously,
in order that, having seen their rise and progress, one may be better
prepared to counteract them. You must understand that the empire has
recently come to be repudiated in Italy, that the Pope has acquired
more temporal power, and that Italy has been divided up into more
states, for the reason that many of the great cities took up arms
against their nobles, who, formerly favoured by the emperor, were
oppressing them, whilst the Church was favouring them so as to gain
authority in temporal power: in many others their citizens became
princes. From this it came to pass that Italy fell partly into the
hands of the Church and of republics, and, the Church consisting of
priests and the republic of citizens unaccustomed to arms, both
commenced to enlist foreigners.
The first who gave renown to this soldiery was Alberigo da Conio,
the Romagnian. From the school of this man sprang, among others,
Braccio and Sforza, who in their time were the arbiters of Italy. After
these came all the other captains who till now have directed the arms
of Italy; and the end of all their valour has been, that she has been
overrun by Charles, robbed by Louis, ravaged by Ferdinand, and insulted
by the Switzers. The principle that has guided them has been, first, to
lower the credit of infantry so that they might increase their own.
They did this because, subsisting on their pay and without territory,
they were unable to support many soldiers, and a few infantry did not
give them any authority; so they were led to employ cavalry, with a
moderate force of which they were maintained and honoured; and affairs
were brought to such a pass that, in an army of twenty thousand
soldiers, there were not to be found two thousand foot soldiers. They
had, besides this, used every art to lessen fatigue and danger to
themselves and their soldiers, not killing in the fray, but taking
prisoners and liberating without ransom. They did not attack towns at
night, nor did the garrisons of the towns attack encampments at night;
they did not surround the camp either with stockade or ditch, nor did
they campaign in the winter. All these things were permitted by their
military rules, and devised by them to avoid, as I have said, both
fatigue and dangers; thus they have brought Italy to slavery and
contempt.
CHAPTER XIII.
CONCERNING AUXILIARIES, MIXED SOLDIERY, AND NATIVE FORCES
Auxiliaries, which are the other useless arm, are employed when a
prince is called in with his forces to aid and defend, as was done by
Pope Julius in the most recent times; for he, having, in the enterprise
against Ferrara, had poor proof of his mercenaries, turned to
auxiliaries, and stipulated with Ferdinand, King of Spain, for his
assistance with men and arms. These arms may be useful and good in
themselves, but for him who calls them in they are always
disadvantageous; for losing, one is undone, and winning, one is their
captive.
And although ancient histories may be full of examples, I do not wish
to leave this recent one of Pope Julius the Second, the peril of which
cannot fail to be perceived; for he, wishing to get Ferrara, threw
himself entirely into the hands of the foreigner. But his good fortune
brought about a third event, so that he did not reap the fruit of his
rash choice; because, having his auxiliaries routed at Ravenna, and the
Switzers having risen and driven out the conquerors (against all
expectation, both his and others), it so came to pass that he did not
become prisoner to his enemies, they having fled, nor to his
auxiliaries, he having conquered by other arms than theirs.
The Florentines, being entirely without arms, sent ten thousand
Frenchmen to take Pisa, whereby they ran more danger than at any other
time of their troubles.
The Emperor of Constantinople, to oppose his neighbours, sent ten
thousand Turks into Greece, who, on the war being finished, were not
willing to quit; this was the beginning of the servitude of Greece to
the infidels.
Therefore, let him who has no desire to conquer make use of these arms,
for they are much more hazardous than mercenaries, because with them
the ruin is ready made; they are all united, all yield obedience to
others; but with mercenaries, when they have conquered, more time and
better opportunities are needed to injure you; they are not all of one
community, they are found and paid by you, and a third party, which you
have made their head, is not able all at once to assume enough
authority to injure you. In conclusion, in mercenaries dastardy is most
dangerous; in auxiliaries, valour. The wise prince, therefore, has
always avoided these arms and turned to his own; and has been willing
rather to lose with them than to conquer with the others, not deeming
that a real victory which is gained with the arms of others.
I shall never hesitate to cite Cesare Borgia and his actions. This duke
entered the Romagna with auxiliaries, taking there only French
soldiers, and with them he captured Imola and Forli; but afterwards,
such forces not appearing to him reliable, he turned to mercenaries,
discerning less danger in them, and enlisted the Orsini and Vitelli;
whom presently, on handling and finding them doubtful, unfaithful, and
dangerous, he destroyed and turned to his own men. And the difference
between one and the other of these forces can easily be seen when one
considers the difference there was in the reputation of the duke, when
he had the French, when he had the Orsini and Vitelli, and when he
relied on his own soldiers, on whose fidelity he could always count and
found it ever increasing; he was never esteemed more highly than when
every one saw that he was complete master of his own forces.
I was not intending to go beyond Italian and recent examples, but I am
unwilling to leave out Hiero, the Syracusan, he being one of those I
have named above. This man, as I have said, made head of the army by
the Syracusans, soon found out that a mercenary soldiery, constituted
like our Italian condottieri, was of no use; and it appearing to him
that he could neither keep them nor let them go, he had them all cut to
pieces, and afterwards made war with his own forces and not with
aliens.
I wish also to recall to memory an instance from the Old Testament
applicable to this subject. David offered himself to Saul to fight with
Goliath, the Philistine champion, and, to give him courage, Saul armed
him with his own weapons; which David rejected as soon as he had them
on his back, saying he could make no use of them, and that he wished to
meet the enemy with his sling and his knife. In conclusion, the arms of
others either fall from your back, or they weigh you down, or they bind
you fast.
Charles the Seventh, the father of King Louis the Eleventh,
having by good fortune and valour liberated France from the English,
recognized the necessity of being armed with forces of his own, and he
established in his kingdom ordinances concerning men-at-arms and
infantry. Afterwards his son, King Louis, abolished the infantry and
began to enlist the Switzers, which mistake, followed by others, is, as
is now seen, a source of peril to that kingdom; because, having raised
the reputation of the Switzers, he has entirely diminished the value of
his own arms, for he has destroyed the infantry altogether; and his
men-at-arms he has subordinated to others, for, being as they are so
accustomed to fight along with Switzers, it does not appear that they
can now conquer without them. Hence it arises that the French cannot
stand against the Switzers, and without the Switzers they do not come
off well against others. The armies of the French have thus become
mixed, partly mercenary and partly national, both of which arms
together are much better than mercenaries alone or auxiliaries alone,
but much inferior to one’s own forces. And this example proves it, for
the kingdom of France would be unconquerable if the ordinance of
Charles had been enlarged or maintained.
But the scanty wisdom of man, on entering into an affair which looks
well at first, cannot discern the poison that is hidden in it, as I
have said above of hectic fevers. Therefore, if he who rules a
principality cannot recognize evils until they are upon him, he is not
truly wise; and this insight is given to few. And if the first disaster
to the Roman Empire should be examined, it will be found to have
commenced only with the enlisting of the Goths; because from that time
the vigour of the Roman Empire began to decline, and all that valour
which had raised it passed away to others.
I conclude, therefore, that no principality is secure without having
its own forces; on the contrary, it is entirely dependent on good
fortune, not having the valour which in adversity would defend it. And
it has always been the opinion and judgment of wise men that nothing
can be so uncertain or unstable as fame or power not founded on its own
strength. And one’s own forces are those which are composed either of
subjects, citizens, or dependents; all others are mercenaries or
auxiliaries. And the way to make ready one’s own forces will be easily
found if the rules suggested by me shall be reflected upon, and if one
will consider how Philip, the father of Alexander the Great, and many
republics and princes have armed and organized themselves, to which
rules I entirely commit myself.
CHAPTER XIV
A PRINCE'S CONCERN IN MILITARY MATTERS
A prince ought to have no other aim or thought, nor select anything
else for his study, than war and its rules and discipline; for this is
the sole art that belongs to him who rules, and it is of such force
that it not only upholds those who are born princes, but it often
enables men to rise from a private station to that rank. And, on the
contrary, it is seen that when princes have thought more of ease than
of arms they have lost their states. And the first cause of your losing
it is to neglect this art; and what enables you to acquire a state is
to be master of the art. Francesco Sforza, through being martial, from
a private person became Duke of Milan; and the sons, through avoiding
the hardships and troubles of arms, from dukes became private persons.
For among other evils which being unarmed brings you, it causes you to
be despised, and this is one of those ignominies against which a prince
ought to guard himself, as is shown later on. Because there is nothing
proportionate between the armed and the unarmed; and it is not
reasonable that he who is armed should yield obedience willingly to him
who is unarmed, or that the unarmed man should be secure among armed
servants. Because, there being in the one disdain and in the other
suspicion, it is not possible for them to work well together. And
therefore a prince who does not understand the art of war, over and
above the other misfortunes already mentioned, cannot be respected by
his soldiers, nor can he rely on them. He ought never, therefore, to
have out of his thoughts this subject of war, and in peace he should
addict himself more to its exercise than in war; this he can do in two
ways, the one by action, the other by study.
As regards action, he ought above all things to keep his men well
organized and drilled, to follow incessantly the chase, by which he
accustoms his body to hardships, and learns something of the nature of
localities, and gets to find out how the mountains rise, how the
valleys open out, how the plains lie, and to understand the nature of
rivers and marshes, and in all this to take the greatest care. Which
knowledge is useful in two ways. Firstly, he learns to know his
country, and is better able to undertake its defence; afterwards, by
means of the knowledge and observation of that locality, he understands
with ease any other which it may be necessary for him to study
hereafter; because the hills, valleys, and plains, and rivers and
marshes that are, for instance, in Tuscany, have a certain resemblance
to those of other countries, so that with a knowledge of the aspect of
one country one can easily arrive at a knowledge of others. And the
prince that lacks this skill lacks the essential which it is desirable
that a captain should possess, for it teaches him to surprise his
enemy, to select quarters, to lead armies, to array the battle, to
besiege towns to advantage.
Philopoemen, Prince of the Achaeans, among other praises which
writers have bestowed on him, is commended because in time of peace he
never had anything in his mind but the rules of war; and when he was in
the country with friends, he often stopped and reasoned with them: “If
the enemy should be upon that hill, and we should find ourselves here
with our army, with whom would be the advantage? How should one best
advance to meet him, keeping the ranks? If we should wish to retreat,
how ought we to pursue?” And he would set forth to them, as he went,
all the chances that could befall an army; he would listen to their
opinion and state his, confirming it with reasons, so that by these
continual discussions there could never arise, in time of war, any
unexpected circumstances that he could not deal with.
But to exercise the intellect the prince should read histories, and
study there the actions of illustrious men, to see how they have borne
themselves in war, to examine the causes of their victories and defeat,
so as to avoid the latter and imitate the former; and above all do as
an illustrious man did, who took as an exemplar one who had been
praised and famous before him, and whose achievements and deeds he
always kept in his mind, as it is said Alexander the Great imitated
Achilles, Caesar Alexander, Scipio Cyrus. And whoever reads the life of
Cyrus, written by Xenophon, will recognize afterwards in the life of
Scipio how that imitation was his glory, and how in chastity,
affability, humanity, and liberality Scipio conformed to those things
which have been written of Cyrus by Xenophon. A wise prince ought to
observe some such rules, and never in peaceful times stand idle, but
increase his resources with industry in such a way that they may be
available to him in adversity, so that if fortune chances it may find
him prepared to resist her blows.
CHAPTER XV
CONCERNING THINGS FOR WHICH MEN, AND ESPECIALLY PRINCES,
ARE PRAISED OR BLAMED
It remains now to see what ought to be the rules of conduct for a
prince towards subject and friends. And as I know that many have
written on this point, I expect I shall be considered presumptuous in
mentioning it again, especially as in discussing it I shall depart from
the methods of other people. But, it being my intention to write a
thing which shall be useful to him who apprehends it, it appears to me
more appropriate to follow up the real truth of the matter than the
imagination of it; for many have pictured republics and principalities
which in fact have never been known or seen, because how one lives is
so far distant from how one ought to live, that he who neglects what is
done for what ought to be done, sooner effects his ruin than his
preservation; for a man who wishes to act entirely up to his
professions of virtue soon meets with what destroys him among so much
that is evil.
Hence it is necessary for a prince wishing to hold his own to know how
to do wrong, and to make use of it or not according to necessity.
Therefore, putting on one side imaginary things concerning a prince,
and discussing those which are real, I say that all men when they are
spoken of, and chiefly princes for being more highly placed, are
remarkable for some of those qualities which bring them either blame or
praise; and thus it is that one is reputed liberal, another miserly,
using a Tuscan term (because an avaricious person in our language is
still he who desires to possess by robbery, whilst we call one miserly
who deprives himself too much of the use of his own); one is reputed
generous, one rapacious; one cruel, one compassionate; one faithless,
another faithful; one effeminate and cowardly, another bold and brave;
one affable, another haughty; one lascivious, another chaste; one
sincere, another cunning; one hard, another easy; one grave, another
frivolous; one religious, another unbelieving, and the like. And I know
that every one will confess that it would be most praiseworthy in a
prince to exhibit all the above qualities that are considered good; but
because they can neither be entirely possessed nor observed, for human
conditions do not permit it, it is necessary for him to be sufficiently
prudent that he may know how to avoid the reproach of those vices which
would lose him his state; and also to keep himself, if it be possible,
from those which would not lose him it; but this not being possible, he
may with less hesitation abandon himself to them. And again, he need
not make himself uneasy at incurring a reproach for those vices without
which the state can only be saved with difficulty, for if everything is
considered carefully, it will be found that something which looks like
virtue, if followed, would be his ruin; whilst something else, which
looks like vice, yet followed brings him security and prosperity.
CHAPTER XVI.
CONCERNING LIBERALITY AND PARSIMONY
Commencing then with the first of the above-named characteristics, I
say that it would be well to be reputed liberal. Nevertheless,
liberality exercised in a way that does not bring you the reputation
for it, injures you; for if one exercises it honestly and as it should
be exercised, it may not become known, and you will not avoid the
reproach of its opposite. Therefore, any one wishing to maintain among
men the name of liberal is obliged to avoid no attribute of
magnificence; so that a prince thus inclined will consume in such acts
all his property, and will be compelled in the end, if he wish to
maintain the name of liberal, to unduly weigh down his people, and tax
them, and do everything he can to get money. This will soon make him
odious to his subjects, and becoming poor he will be little valued by
any one; thus, with his liberality, having offended many and rewarded
few, he is affected by the very first trouble and imperilled by
whatever may be the first danger; recognizing this himself, and wishing
to draw back from it, he runs at once into the reproach of being
miserly.
Therefore, a prince, not being able to exercise this virtue of
liberality in such a way that it is recognized, except to his cost, if
he is wise he ought not to fear the reputation of being mean, for in
time he will come to be more considered than if liberal, seeing that
with his economy his revenues are enough, that he can defend himself
against all attacks, and is able to engage in enterprises without
burdening his people; thus it comes to pass that he exercises
liberality towards all from whom he does not take, who are numberless,
and meanness towards those to whom he does not give, who are few.
We have not seen great things done in our time except by those who have
been considered mean; the rest have failed. Pope Julius the Second was
assisted in reaching the papacy by a reputation for liberality, yet he
did not strive afterwards to keep it up, when he made war on the King
of France; and he made many wars without imposing any extraordinary tax
on his subjects, for he supplied his additional expenses out of his
long thriftiness. The present King of Spain would not have undertaken
or conquered in so many enterprises if he had been reputed liberal. A
prince, therefore, provided that he has not to rob his subjects, that
he can defend himself, that he does not become poor and abject, that he
is not forced to become rapacious, ought to hold of little account a
reputation for being mean, for it is one of those vices which will
enable him to govern.
And if any one should say: Caesar obtained empire by liberality, and
many others have reached the highest positions by having been liberal,
and by being considered so, I answer: Either you are a prince in fact,
or in a way to become one. In the first case this liberality is
dangerous, in the second it is very necessary to be considered liberal;
and Caesar was one of those who wished to become pre-eminent in Rome;
but if he had survived after becoming so, and had not moderated his
expenses, he would have destroyed his government. And if any one should
reply: Many have been princes, and have done great things with armies,
who have been considered very liberal, I reply: Either a prince spends
that which is his own or his subjects’ or else that of others. In the
first case he ought to be sparing, in the second he ought not to
neglect any opportunity for liberality. And to the prince who goes
forth with his army, supporting it by pillage, sack, and extortion,
handling that which belongs to others, this liberality is necessary,
otherwise he would not be followed by soldiers. And of that which is
neither yours nor your subjects’ you can be a ready giver, as were
Cyrus, Caesar, and Alexander; because it does not take away your
reputation if you squander that of others, but adds to it; it is only
squandering your own that injures you.
And there is nothing wastes so rapidly as liberality, for even whilst
you exercise it you lose the power to do so, and so become either poor
or despised, or else, in avoiding poverty, rapacious and hated. And a
prince should guard himself, above all things, against being despised
and hated; and liberality leads you to both. Therefore it is wiser to
have a reputation for meanness which brings reproach without hatred,
than to be compelled through seeking a reputation for liberality to
incur a name for rapacity which begets reproach with hatred.
CHAPTER XVII
CONCERNING CRUELTY AND CLEMENCY:
WHETHER IT IS BETTER TO BE LOVED THAN FEARED
Coming now to the other qualities mentioned above, I say that every
prince ought to desire to be considered clement and not cruel.
Nevertheless he ought to take care not to misuse this clemency. Cesare
Borgia was considered cruel; notwithstanding, his cruelty reconciled
the Romagna, unified it, and restored it to peace and loyalty. And if
this be rightly considered, he will be seen to have been much more
merciful than the Florentine people, who, to avoid a reputation for
cruelty, permitted Pistoia to be destroyed. Therefore a prince, so
long as he keeps his subjects united and loyal, ought not to mind the
reproach of cruelty; because with a few examples he will be more
merciful than those who, through too much mercy, allow disorders to
arise, from which follow murders or robberies; for these are wont to
injure the whole people, whilst those executions which originate with a
prince offend the individual only.
And of all princes, it is impossible for the new prince to avoid the
imputation of cruelty, owing to new states being full of dangers. Hence
Virgil, through the mouth of Dido, excuses the inhumanity of her reign
owing to its being new, saying:
“Res dura, et regni novitas me talia cogunt
Moliri, et late fines custode tueri.”
Nevertheless he ought to be slow to believe and to act, nor should he
himself show fear, but proceed in a temperate manner with prudence and
humanity, so that too much confidence may not make him incautious and
too much distrust render him intolerable.
Upon this a question arises: whether it be better to be loved than
feared or feared than loved? It may be answered that one should wish to
be both, but, because it is difficult to unite them in one person, it
is much safer to be feared than loved, when, of the two, either must be
dispensed with. Because this is to be asserted in general of men, that
they are ungrateful, fickle, false, cowardly, covetous, and as long as
you succeed they are yours entirely; they will offer you their blood,
property, life, and children, as is said above, when the need is far
distant; but when it approaches they turn against you. And that prince
who, relying entirely on their promises, has neglected other
precautions, is ruined; because friendships that are obtained by
payments, and not by greatness or nobility of mind, may indeed be
earned, but they are not secured, and in time of need cannot be relied
upon; and men have less scruple in offending one who is beloved than
one who is feared, for love is preserved by the link of obligation
which, owing to the baseness of men, is broken at every opportunity for
their advantage; but fear preserves you by a dread of punishment which
never fails.
Nevertheless a prince ought to inspire fear in such a way that, if he
does not win love, he avoids hatred; because he can endure very well
being feared whilst he is not hated, which will always be as long as he
abstains from the property of his citizens and subjects and from their
women. But when it is necessary for him to proceed against the life of
someone, he must do it on proper justification and for manifest cause,
but above all things he must keep his hands off the property of others,
because men more quickly forget the death of their father than the loss
of their patrimony. Besides, pretexts for taking away the property are
never wanting; for he who has once begun to live by robbery will always
find pretexts for seizing what belongs to others; but reasons for
taking life, on the contrary, are more difficult to find and sooner
lapse. But when a prince is with his army, and has under control a
multitude of soldiers, then it is quite necessary for him to disregard
the reputation of cruelty, for without it he would never hold his army
united or disposed to its duties.
Among the wonderful deeds of Hannibal this one is enumerated: that
having led an enormous army, composed of many various races of men, to
fight in foreign lands, no dissensions arose either among them or
against the prince, whether in his bad or in his good fortune. This
arose from nothing else than his inhuman cruelty, which, with his
boundless valour, made him revered and terrible in the sight of his
soldiers, but without that cruelty, his other virtues were not
sufficient to produce this effect. And short-sighted writers admire his
deeds from one point of view and from another condemn the principal
cause of them. That it is true his other virtues would not have been
sufficient for him may be proved by the case of Scipio, that most
excellent man, not only of his own times but within the memory of man,
against whom, nevertheless, his army rebelled in Spain; this arose from
nothing but his too great forbearance, which gave his soldiers more
license than is consistent with military discipline. For this he was
upbraided in the Senate by Fabius Maximus, and called the corrupter of
the Roman soldiery. The Locrians were laid waste by a legate of Scipio,
yet they were not avenged by him, nor was the insolence of the legate
punished, owing entirely to his easy nature. Insomuch that someone in
the Senate, wishing to excuse him, said there were many men who knew
much better how not to err than to correct the errors of others. This
disposition, if he had been continued in the command, would have
destroyed in time the fame and glory of Scipio; but, he being under the
control of the Senate, this injurious characteristic not only concealed
itself, but contributed to his glory.
Returning to the question of being feared or loved, I come to the
conclusion that, men loving according to their own will and fearing
according to that of the prince, a wise prince should establish himself
on that which is in his own control and not in that of others; he must
endeavour only to avoid hatred, as is noted.
CHAPTER XVIII
IN WHAT WAY PRINCES SHOULD KEEP THEIR WORD
Every one admits how praiseworthy it is in a prince to keep faith, and
to live with integrity and not with craft. Nevertheless our experience
has been that those princes who have done great things have held good
faith of little account, and have known how to circumvent the intellect
of men by craft, and in the end have overcome those who have relied on
their word.
You must know there are two ways of contesting, the one
by the law, the other by force; the first method is proper to men, the
second to beasts; but because the first is frequently not sufficient,
it is necessary to have recourse to the second. Therefore it is
necessary for a prince to understand how to avail himself of the beast
and the man. This has been figuratively taught to princes by ancient
writers, who describe how Achilles and many other princes of old were
given to the Centaur Chiron to nurse, who brought them up in his
discipline; which means solely that, as they had for a teacher one who
was half beast and half man, so it is necessary for a prince to know
how to make use of both natures, and that one without the other is not
durable.
A prince, therefore, being compelled knowingly to adopt the
beast, ought to choose the fox and the lion; because the lion cannot
defend himself against snares and the fox cannot defend himself against
wolves. Therefore, it is necessary to be a fox to discover the snares
and a lion to terrify the wolves. Those who rely simply on the lion do
not understand what they are about. Therefore a wise lord cannot, nor
ought he to, keep faith when such observance may be turned against him,
and when the reasons that caused him to pledge it exist no longer. If
men were entirely good this precept would not hold, but because they
are bad, and will not keep faith with you, you too are not bound to
observe it with them. Nor will there ever be wanting to a prince
legitimate reasons to excuse this non-observance. Of this endless
modern examples could be given, showing how many treaties and
engagements have been made void and of no effect through the
faithlessness of princes; and he who has known best how to employ the
fox has succeeded best.
But it is necessary to know well how to disguise this characteristic,
and to be a great pretender and dissembler; and men are so simple, and
so subject to present necessities, that he who seeks to deceive will
always find someone who will allow himself to be deceived. One recent
example I cannot pass over in silence. Pope Alexander the Sixth did
nothing else but deceive men, nor ever thought of doing otherwise, and
he always found victims; for there never was a man who had greater power
in asserting, or who with greater oaths would affirm a thing, yet would
observe it less; nevertheless his deceits always succeeded according to
his wishes, because he well understood this side of mankind.
Therefore it is unnecessary for a prince to have all the good qualities
I have enumerated, but it is very necessary to appear to have them. And
I shall dare to say this also, that to have them and always to observe
them is injurious, and that to appear to have them is useful; to appear
merciful, faithful, humane, religious, upright, and to be so, but with
a mind so framed that should you require not to be so, you may be able
and know how to change to the opposite.
And you have to understand this, that a prince, especially a new one,
cannot observe all those things for which men are esteemed, being often
forced, in order to maintain the state, to act contrary to fidelity,
friendship, humanity, and religion. Therefore it is necessary for him
to have a mind ready to turn itself accordingly as the winds and
variations of fortune force it, yet, as I have said above, not to
diverge from the good if he can avoid doing so, but, if compelled, then
to know how to set about it.
For this reason a prince ought to take care that he never lets anything
slip from his lips that is not replete with the above-named five
qualities, that he may appear to him who sees and hears him altogether
merciful, faithful, humane, upright, and religious. There is nothing
more necessary to appear to have than this last quality, inasmuch as
men judge generally more by the eye than by the hand, because it
belongs to everybody to see you, to few to come in touch with you.
Every one sees what you appear to be, few really know what you are, and
those few dare not oppose themselves to the opinion of the many, who
have the majesty of the state to defend them; and in the actions of all
men, and especially of princes, which it is not prudent to challenge,
one judges by the result.
For that reason, let a prince have the credit of conquering and holding
his state, the means will always be considered honest, and he will be
praised by everybody; because the vulgar are always taken by what a
thing seems to be and by what comes of it; and in the world there are
only the vulgar, for the few find a place there only when the many have
no ground to rest on.
One prince of the present time, whom it is not well to name, never
preaches anything else but peace and good faith, and to both he is most
hostile, and either, if he had kept it, would have deprived him of
reputation and kingdom many a time.
CHAPTER XIX
HOW TO AVOID CONTEMPT AND HATRED
Now, concerning the characteristics of which mention is made above, I
have spoken of the more important ones, the others I wish to discuss
briefly under this generality, that the prince must consider, as has
been in part said before, how to avoid those things which will make him
hated or contemptible; and as often as he shall have succeeded he will
have fulfilled his part, and he need not fear any danger in other
reproaches.
It makes him hated above all things, as I have said, to be rapacious,
and to be a violator of the property and women of his subjects, from
both of which he must abstain. And when neither their property nor
their honor is touched, the majority of men live content, and he has
only to contend with the ambition of a few, whom he can curb with ease
in many ways.
It makes him contemptible to be considered fickle, frivolous,
effeminate, mean-spirited, irresolute, from all of which a prince
should guard himself as from a rock; and he should endeavour to show in
his actions greatness, courage, gravity, and fortitude; and in his
private dealings with his subjects let him show that his judgments are
irrevocable, and maintain himself in such reputation that no one can
hope either to deceive him or to get round him.
That prince is highly esteemed who conveys this impression of himself,
and he who is highly esteemed is not easily conspired against; for,
provided it is well known that he is an excellent man and revered by
his people, he can only be attacked with difficulty. For this reason a
prince ought to have two fears, one from within, on account of his
subjects, the other from without, on account of external powers. From
the latter he is defended by being well armed and having good allies,
and if he is well armed he will have good friends, and affairs will
always remain quiet within when they are quiet without, unless they
should have been already disturbed by conspiracy; and even should
affairs outside be disturbed, if he has carried out his preparations
and has lived as I have said, as long as he does not despair, he will
resist every attack, as I said Nabis the Spartan did.
But concerning his subjects, when affairs outside are disturbed he has
only to fear that they will conspire secretly, from which a prince can
easily secure himself by avoiding being hated and despised, and by
keeping the people satisfied with him, which it is most necessary for
him to accomplish, as I said above at length. And one of the most
efficacious remedies that a prince can have against conspiracies is not
to be hated and despised by the people, for he who conspires against a
prince always expects to please them by his removal; but when the
conspirator can only look forward to offending them, he will not have
the courage to take such a course, for the difficulties that confront a
conspirator are infinite. And as experience shows, many have been the
conspiracies, but few have been successful; because he who conspires
cannot act alone, nor can he take a companion except from those whom he
believes to be malcontents, and as soon as you have opened your mind to
a malcontent you have given him the material with which to content
himself, for by denouncing you he can look for every advantage; so
that, seeing the gain from this course to be assured, and seeing the
other to be doubtful and full of dangers, he must be a very rare
friend, or a thoroughly obstinate enemy of the prince, to keep faith
with you.
And, to reduce the matter into a small compass, I say that, on the side
of the conspirator, there is nothing but fear, jealousy, prospect of
punishment to terrify him; but on the side of the prince there is the
majesty of the principality, the laws, the protection of friends and
the state to defend him; so that, adding to all these things the
popular goodwill, it is impossible that any one should be so rash as to
conspire. For whereas in general the conspirator has to fear before the
execution of his plot, in this case he has also to fear the sequel to
the crime; because on account of it he has the people for an enemy, and
thus cannot hope for any escape.
Endless examples could be given on this subject, but I will be content
with one, brought to pass within the memory of our fathers. Messer
Annibale Bentivogli, who was prince in Bologna (grandfather of the
present Annibale), having been murdered by the Canneschi, who had
conspired against him, not one of his family survived but Messer
Giovanni, who was in childhood: immediately after his assassination
the people rose and murdered all the Canneschi. This sprung from the
popular goodwill which the house of Bentivogli enjoyed in those days in
Bologna; which was so great that, although none remained there after
the death of Annibale who was able to rule the state, the Bolognese,
having information that there was one of the Bentivogli family in
Florence, who up to that time had been considered the son of a
blacksmith, sent to Florence for him and gave him the government of
their city, and it was ruled by him until Messer Giovanni came in due
course to the government.
For this reason I consider that a prince ought to reckon conspiracies
of little account when his people hold him in esteem; but when it is
hostile to him, and bears hatred towards him, he ought to fear
everything and everybody. And well-ordered states and wise princes have
taken every care not to drive the nobles to desperation, and to keep
the people satisfied and contented, for this is one of the most
important objects a prince can have.
Among the best ordered and governed kingdoms of our times is France,
and in it are found many good institutions on which depend the liberty
and security of the king; of these the first is the parliament and its
authority, because he who founded the kingdom, knowing the ambition of
the nobility and their boldness, considered that a bit to their mouths
would be necessary to hold them in; and, on the other side, knowing the
hatred of the people, founded in fear, against the nobles, he wished to
protect them, yet he was not anxious for this to be the particular care
of the king; therefore, to take away the reproach which he would be
liable to from the nobles for favouring the people, and from the people
for favouring the nobles, he set up an arbiter, who should be one who
could beat down the great and favour the lesser without reproach to the
king. Neither could you have a better or a more prudent arrangement, or
a greater source of security to the king and kingdom. From this one can
draw another important conclusion, that princes ought to leave affairs
of reproach to the management of others, and keep those of grace in
their own hands. And further, I consider that a prince ought to cherish
the nobles, but not so as to make himself hated by the people.
It may appear, perhaps, to some who have examined the lives and deaths
of the Roman emperors that many of them would be an example contrary to
my opinion, seeing that some of them lived nobly and showed great
qualities of soul, nevertheless they have lost their empire or have
been killed by subjects who have conspired against them. Wishing,
therefore, to answer these objections, I will recall the characters of
some of the emperors, and will show that the causes of their ruin were
not different to those alleged by me; at the same time I will only
submit for consideration those things that are noteworthy to him who
studies the affairs of those times.
It seems to me sufficient to take all those emperors who succeeded to
the empire from Marcus the philosopher down to Maximinus; they were
Marcus and his son Commodus, Pertinax, Julian, Severus and his son
Antoninus Caracalla, Macrinus, Heliogabalus, Alexander, and Maximinus.
There is first to note that, whereas in other principalities the
ambition of the nobles and the insolence of the people only have to be
contended with, the Roman emperors had a third difficulty in having to
put up with the cruelty and avarice of their soldiers, a matter so
beset with difficulties that it was the ruin of many; for it was a hard
thing to give satisfaction both to soldiers and people; because the
people loved peace, and for this reason they loved the unaspiring
prince, whilst the soldiers loved the warlike prince who was bold,
cruel, and rapacious, which qualities they were quite willing he should
exercise upon the people, so that they could get double pay and give
vent to their own greed and cruelty. Hence it arose that those emperors
were always overthrown who, either by birth or training, had no great
authority, and most of them, especially those who came new to the
principality, recognizing the difficulty of these two opposing humours,
were inclined to give satisfaction to the soldiers, caring little about
injuring the people. Which course was necessary, because, as princes
cannot help being hated by someone, they ought, in the first place, to
avoid being hated by every one, and when they cannot compass this, they
ought to endeavour with the utmost diligence to avoid the hatred of the
most powerful. Therefore, those emperors who through inexperience had
need of special favour adhered more readily to the soldiers than to the
people; a course which turned out advantageous to them or not,
accordingly as the prince knew how to maintain authority over them.
From these causes it arose that Marcus, Pertinax, and Alexander, being
all men of modest life, lovers of justice, enemies to cruelty, humane,
and benignant, came to a sad end except Marcus; he alone lived and died
honoured, because he had succeeded to the throne by hereditary title,
and owed nothing either to the soldiers or the people; and afterwards,
being possessed of many virtues which made him respected, he always
kept both orders in their places whilst he lived, and was neither hated
nor despised.
But Pertinax was created emperor against the wishes of the soldiers,
who, being accustomed to live licentiously under Commodus, could not
endure the honest life to which Pertinax wished to reduce them; thus,
having given cause for hatred, to which hatred there was added contempt
for his old age, he was overthrown at the very beginning of his
administration. And here it should be noted that hatred is acquired as
much by good works as by bad ones, therefore, as I said before, a
prince wishing to keep his state is very often forced to do evil; for
when that body is corrupt whom you think you have need of to maintain
yourself—it may be either the people or the soldiers or the nobles—you
have to submit to its humours and to gratify them, and then good works
will do you harm.
But let us come to Alexander, who was a man of such great goodness,
that among the other praises which are accorded him is this, that in
the fourteen years he held the empire no one was ever put to death by
him unjudged; nevertheless, being considered effeminate and a man who
allowed himself to be governed by his mother, he became despised, the
army conspired against him, and murdered him.
Turning now to the opposite characters of Commodus, Severus, Antoninus
Caracalla, and Maximinus, you will find them all cruel and
rapacious-men who, to satisfy their soldiers, did not hesitate to
commit every kind of iniquity against the people; and all, except
Severus, came to a bad end; but in Severus there was so much valour
that, keeping the soldiers friendly, although the people were oppressed
by him, he reigned successfully; for his valour made him so much
admired in the sight of the soldiers and people that the latter were
kept in a way astonished and awed and the former respectful and
satisfied. And because the actions of this man, as a new prince, were
great, I wish to show briefly that he knew well how to counterfeit the
fox and the lion, which natures, as I said above, it is necessary for a
prince to imitate.
Knowing the sloth of the Emperor Julian, he persuaded the army in
Sclavonia, of which he was captain, that it would be right to go to
Rome and avenge the death of Pertinax, who had been killed by the
praetorian soldiers; and under this pretext, without appearing to
aspire to the throne, he moved the army on Rome, and reached Italy
before it was known that he had started. On his arrival at Rome, the
Senate, through fear, elected him emperor and killed Julian. After this
there remained for Severus, who wished to make himself master of the
whole empire, two difficulties; one in Asia, where Niger, head of the
Asiatic army, had caused himself to be proclaimed emperor; the other in
the west where Albinus was, who also aspired to the throne. And as he
considered it dangerous to declare himself hostile to both, he decided
to attack Niger and to deceive Albinus. To the latter he wrote that,
being elected emperor by the Senate, he was willing to share that
dignity with him and sent him the title of Caesar; and, moreover, that
the Senate had made Albinus his colleague; which things were accepted
by Albinus as true. But after Severus had conquered and killed Niger,
and settled oriental affairs, he returned to Rome and complained to the
Senate that Albinus, little recognizing the benefits that he had
received from him, had by treachery sought to murder him, and for this
ingratitude he was compelled to punish him. Afterwards he sought him
out in France, and took from him his government and life. He who will,
therefore, carefully examine the actions of this man will find him a
most valiant lion and a most cunning fox; he will find him feared and
respected by every one, and not hated by the army; and it need not be
wondered at that he, a new man, was able to hold the empire so well,
because his supreme renown always protected him from that hatred which
the people might have conceived against him for his violence.
But his son Antoninus was a most eminent man, and had very excellent
qualities, which made him admirable in the sight of the people and
acceptable to the soldiers, for he was a warlike man, most enduring of
fatigue, a despiser of all delicate food and other luxuries, which
caused him to be beloved by the armies. Nevertheless, his ferocity and
cruelties were so great and so unheard of that, after endless single
murders, he killed a large number of the people of Rome and all those
of Alexandria. He became hated by the whole world, and also feared by
those he had around him, to such an extent that he was murdered in the
midst of his army by a centurion. And here it must be noted that
such-like deaths, which are deliberately inflicted with a resolved and
desperate courage, cannot be avoided by princes, because any one who
does not fear to die can inflict them; but a prince may fear them the
less because they are very rare; he has only to be careful not to do
any grave injury to those whom he employs or has around him in the
service of the state. Antoninus had not taken this care, but had
contumeliously killed a brother of that centurion, whom also he daily
threatened, yet retained in his bodyguard; which, as it turned out, was
a rash thing to do, and proved the emperor’s ruin.
But let us come to Commodus, to whom it should have been very easy to
hold the empire, for, being the son of Marcus, he had inherited it, and
he had only to follow in the footsteps of his father to please his
people and soldiers; but, being by nature cruel and brutal, he gave
himself up to amusing the soldiers and corrupting them, so that he
might indulge his rapacity upon the people; on the other hand, not
maintaining his dignity, often descending to the theatre to compete
with gladiators, and doing other vile things, little worthy of the
imperial majesty, he fell into contempt with the soldiers, and being
hated by one party and despised by the other, he was conspired against
and was killed.
It remains to discuss the character of Maximinus. He was a very warlike
man, and the armies, being disgusted with the effeminacy of Alexander,
of whom I have already spoken, killed him and elected Maximinus to the
throne. This he did not possess for long, for two things made him hated
and despised; the one, his having kept sheep in Thrace, which brought
him into contempt (it being well known to all, and considered a great
indignity by every one), and the other, his having at the accession to
his dominions deferred going to Rome and taking possession of the
imperial seat; he had also gained a reputation for the utmost ferocity
by having, through his prefects in Rome and elsewhere in the empire,
practised many cruelties, so that the whole world was moved to anger at
the meanness of his birth and to fear at his barbarity. First Africa
rebelled, then the Senate with all the people of Rome, and all Italy
conspired against him, to which may be added his own army; this latter,
besieging Aquileia and meeting with difficulties in taking it, were
disgusted with his cruelties, and fearing him less when they found so
many against him, murdered him.
I do not wish to discuss Heliogabalus, Macrinus, or Julian, who, being
thoroughly contemptible, were quickly wiped out; but I will bring this
discourse to a conclusion by saying that princes in our times have this
difficulty of giving inordinate satisfaction to their soldiers in a far
less degree, because, notwithstanding one has to give them some
indulgence, that is soon done; none of these princes have armies that
are veterans in the governance and administration of provinces, as were
the armies of the Roman Empire; and whereas it was then more necessary
to give satisfaction to the soldiers than to the people, it is now more
necessary to all princes, except the Turk and the Soldan, to satisfy
the people rather the soldiers, because the people are the more
powerful.
From the above I have excepted the Turk, who always keeps round him
twelve thousand infantry and fifteen thousand cavalry on which depend
the security and strength of the kingdom, and it is necessary that,
putting aside every consideration for the people, he should keep them
his friends. The kingdom of the Soldan is similar; being entirely in
the hands of soldiers, it follows again that, without regard to the
people, he must keep them his friends. But you must note that the state
of the Soldan is unlike all other principalities, for the reason that
it is like the Christian pontificate, which cannot be called either an
hereditary or a newly formed principality; because the sons of the old
prince are not the heirs, but he who is elected to that position by
those who have authority, and the sons remain only noblemen. And this
being an ancient custom, it cannot be called a new principality,
because there are none of those difficulties in it that are met with in
new ones; for although the prince is new, the constitution of the state
is old, and it is framed so as to receive him as if he were its
hereditary lord.
But returning to the subject of our discourse, I say that whoever will
consider it will acknowledge that either hatred or contempt has been
fatal to the above-named emperors, and it will be recognized also how
it happened that, a number of them acting in one way and a number in
another, only one in each way came to a happy end and the rest to
unhappy ones. Because it would have been useless and dangerous for
Pertinax and Alexander, being new princes, to imitate Marcus, who was
heir to the principality; and likewise it would have been utterly
destructive to Caracalla, Commodus, and Maximinus to have imitated
Severus, they not having sufficient valour to enable them to tread in
his footsteps. Therefore a prince, new to the principality, cannot
imitate the actions of Marcus, nor, again, is it necessary to follow
those of Severus, but he ought to take from Severus those parts which
are necessary to found his state, and from Marcus those which are
proper and glorious to keep a state that may already be stable and
firm.
CHAPTER XX
WHETHER FORTRESSES AND MANY OTHER EXPEDIENTS THAT
PRINCES COMMONLY EMPLOY ARE USEFUL OR NOT
Some princes, so as to hold securely the state, have disarmed their
subjects; others have kept their subject towns distracted by factions;
others have fostered enmities against themselves; others have laid
themselves out to gain over those whom they distrusted in the beginning
of their governments; some have built fortresses; some have overthrown
and destroyed them. And although one cannot give a final judgment on
all of these things unless one possesses the particulars of those
states in which a decision has to be made, nevertheless I will speak as
comprehensively as the matter of itself will admit.
There never was a new prince who has disarmed his subjects; rather
when he has found them disarmed he has always armed them, because, by
arming them, those arms become yours, those men who were distrusted
become faithful, and those who were faithful are kept so, and your
subjects become your adherents. And whereas all subjects cannot be
armed, yet when those whom you do arm are benefited, the others can be
handled more freely, and this difference in their treatment, which they
quite understand, makes the former your dependents, and the latter,
considering it to be necessary that those who have the most danger and
service should have the most reward, excuse you. But when you disarm
them, you at once offend them by showing that you distrust them, either
for cowardice or for want of loyalty, and either of these opinions
breeds hatred against you. And because you cannot remain unarmed, it
follows that you turn to mercenaries, which are of the character
already shown; even if they should be good they would not be sufficient
to defend you against powerful enemies and distrusted subjects.
Therefore, as I have said, a new prince in a new principality has
always distributed arms. Histories are full of examples. But when a
prince acquires a new state, which he adds as a province to his old
one, then it is necessary to disarm the men of that state, except those
who have been his adherents in acquiring it; and these again, with time
and opportunity, should be rendered soft and effeminate; and matters
should be managed in such a way that all the armed men in the state
shall be your own soldiers who in your old state were living near you.
Our forefathers, and those who were reckoned wise, were accustomed
to say that it was necessary to hold Pistoia by factions and Pisa by
fortresses; and with this idea they fostered quarrels in some of their
tributary towns so as to keep possession of them the more easily. This
may have been well enough in those times when Italy was in a way
balanced, but I do not believe that it can be accepted as a precept for
to-day, because I do not believe that factions can ever be of use;
rather it is certain that when the enemy comes upon you in divided
cities you are quickly lost, because the weakest party will always
assist the outside forces and the other will not be able to resist. The
Venetians, moved, as I believe, by the above reasons, fostered the
Guelph and Ghibelline factions in their tributary cities; and although
they never allowed them to come to bloodshed, yet they nursed these
disputes amongst them, so that the citizens, distracted by their
differences, should not unite against them. Which, as we saw, did not
afterwards turn out as expected, because, after the rout at Vaila, one
party at once took courage and seized the state. Such methods argue,
therefore, weakness in the prince, because these factions will never be
permitted in a vigorous principality; such methods for enabling one the
more easily to manage subjects are only useful in times of peace, but
if war comes this policy proves fallacious.
Without doubt princes become great when they overcome the
difficulties and obstacles by which they are confronted, and therefore
fortune, especially when she desires to make a new prince great, who
has a greater necessity to earn renown than an hereditary one, causes
enemies to arise and form designs against him, in order that he may
have the opportunity of overcoming them, and by them to mount higher,
as by a ladder which his enemies have raised. For this reason many
consider that a wise prince, when he has the opportunity, ought with
craft to foster some animosity against himself, so that, having crushed
it, his renown may rise higher.
Princes, especially new ones, have found more fidelity and
assistance in those men who in the beginning of their rule were
distrusted than among those who in the beginning were trusted. Pandolfo
Petrucci, Prince of Siena, ruled his state more by those who had been
distrusted than by others. But on this question one cannot speak
generally, for it varies so much with the individual; I will only say
this, that those men who at the commencement of a princedom have been
hostile, if they are of a description to need assistance to support
themselves, can always be gained over with the greatest ease, and they
will be tightly held to serve the prince with fidelity, inasmuch as
they know it to be very necessary for them to cancel by deeds the bad
impression which he had formed of them; and thus the prince always
extracts more profit from them than from those who, serving him in too
much security, may neglect his affairs. And since the matter demands
it, I must not fail to warn a prince, who by means of secret favours
has acquired a new state, that he must well consider the reasons which
induced those to favour him who did so; and if it be not a natural
affection towards him, but only discontent with their government, then
he will only keep them friendly with great trouble and difficulty, for
it will be impossible to satisfy them. And weighing well the reasons
for this in those examples which can be taken from ancient and modern
affairs, we shall find that it is easier for the prince to make friends
of those men who were contented under the former government, and are
therefore his enemies, than of those who, being discontented with it,
were favourable to him and encouraged him to seize it.
It has been a custom with princes, in order to hold their states
more securely, to build fortresses that may serve as a bridle and bit
to those who might design to work against them, and as a place of
refuge from a first attack. I praise this system because it has been
made use of formerly. Notwithstanding that, Messer Nicolo Vitelli in
our times has been seen to demolish two fortresses in Citta di Castello
so that he might keep that state; Guido Ubaldo, Duke of Urbino, on
returning to his dominion, whence he had been driven by Cesare Borgia,
razed to the foundations all the fortresses in that province, and
considered that without them it would be more difficult to lose it; the
Bentivogli returning to Bologna came to a similar decision. Fortresses,
therefore, are useful or not according to circumstances; if they do you
good in one way they injure you in another. And this question can be
reasoned thus: the prince who has more to fear from the people than
from foreigners ought to build fortresses, but he who has more to fear
from foreigners than from the people ought to leave them alone. The
castle of Milan, built by Francesco Sforza, has made, and will make,
more trouble for the house of Sforza than any other disorder in the
state. For this reason the best possible fortress is—not to be hated by
the people, because, although you may hold the fortresses, yet they
will not save you if the people hate you, for there will never be
wanting foreigners to assist a people who have taken arms against you.
It has not been seen in our times that such fortresses have been of use
to any prince, unless to the Countess of Forli, when the Count
Girolamo, her consort, was killed; for by that means she was able to
withstand the popular attack and wait for assistance from Milan, and
thus recover her state; and the posture of affairs was such at that
time that the foreigners could not assist the people. But fortresses
were of little value to her afterwards when Cesare Borgia attacked her,
and when the people, her enemy, were allied with foreigners. Therefore,
it would have been safer for her, both then and before, not to have
been hated by the people than to have had the fortresses. All these
things considered then, I shall praise him who builds fortresses as
well as him who does not, and I shall blame whoever, trusting in them,
cares little about being hated by the people.
CHAPTER XXI
WHAT A PRINCE MUST DO TO BE ESTEEMED
Nothing makes a prince so much esteemed as great enterprises and
setting a fine example. We have in our time Ferdinand of Aragon, the
present King of Spain. He can almost be called a new prince, because he
has risen, by fame and glory, from being an insignificant king to be
the foremost king in Christendom; and if you will consider his deeds
you will find them all great and some of them extraordinary. In the
beginning of his reign he attacked Granada, and this enterprise was the
foundation of his dominions. He did this quietly at first and without
any fear of hindrance, for he held the minds of the barons of Castile
occupied in thinking of the war and not anticipating any innovations;
thus they did not perceive that by these means he was acquiring power
and authority over them. He was able with the money of the Church and
of the people to sustain his armies, and by that long war to lay the
foundation for the military skill which has since distinguished him.
Further, always using religion as a plea, so as to undertake greater
schemes, he devoted himself with pious cruelty to driving out and
clearing his kingdom of the Moors; nor could there be a more admirable
example, nor one more rare. Under this same cloak he assailed Africa,
he came down on Italy, he has finally attacked France; and thus his
achievements and designs have always been great, and have kept the
minds of his people in suspense and admiration and occupied with the
issue of them. And his actions have arisen in such a way, one out of
the other, that men have never been given time to work steadily against
him.
Again, it much assists a prince to set unusual examples in internal
affairs, similar to those which are related of Messer Bernabo da
Milano, who, when he had the opportunity, by any one in civil life
doing some extraordinary thing, either good or bad, would take some
method of rewarding or punishing him, which would be much spoken about.
And a prince ought, above all things, always endeavour in every action
to gain for himself the reputation of being a great and remarkable man.
A prince is also respected when he is either a true friend or a
downright enemy, that is to say, when, without any reservation, he
declares himself in favour of one party against the other; which course
will always be more advantageous than standing neutral; because if two
of your powerful neighbours come to blows, they are of such a character
that, if one of them conquers, you have either to fear him or not. In
either case it will always be more advantageous for you to declare
yourself and to make war strenuously; because, in the first case, if
you do not declare yourself, you will invariably fall a prey to the
conqueror, to the pleasure and satisfaction of him who has been
conquered, and you will have no reasons to offer, nor anything to
protect or to shelter you. Because he who conquers does not want
doubtful friends who will not aid him in the time of trial; and he who
loses will not harbour you because you did not willingly, sword in
hand, court his fate.
Antiochus went into Greece, being sent for by the Ætolians to drive out
the Romans. He sent envoys to the Achaeans, who were friends of the
Romans, exhorting them to remain neutral; and on the other hand the
Romans urged them to take up arms. This question came to be discussed
in the council of the Achaeans, where the legate of Antiochus urged
them to stand neutral. To this the Roman legate answered: “As for that
which has been said, that it is better and more advantageous for your
state not to interfere in our war, nothing can be more erroneous;
because by not interfering you will be left, without favour or
consideration, the guerdon of the conqueror.” Thus it will always
happen that he who is not your friend will demand your neutrality,
whilst he who is your friend will entreat you to declare yourself with
arms. And irresolute princes, to avoid present dangers, generally
follow the neutral path, and are generally ruined. But when a prince
declares himself gallantly in favour of one side, if the party with
whom he allies himself conquers, although the victor may be powerful
and may have him at his mercy, yet he is indebted to him, and there is
established a bond of amity; and men are never so shameless as to
become a monument of ingratitude by oppressing you. Victories after all
are never so complete that the victor must not show some regard,
especially to justice. But if he with whom you ally yourself loses, you
may be sheltered by him, and whilst he is able he may aid you, and you
become companions on a fortune that may rise again.
In the second case, when those who fight are of such a character that
you have no anxiety as to who may conquer, so much the more is it
greater prudence to be allied, because you assist at the destruction of
one by the aid of another who, if he had been wise, would have saved
him; and conquering, as it is impossible that he should not do with
your assistance, he remains at your discretion. And here it is to be
noted that a prince ought to take care never to make an alliance with
one more powerful than himself for the purposes of attacking others,
unless necessity compels him, as is said above; because if he conquers
you are at his discretion, and princes ought to avoid as much as
possible being at the discretion of any one. The Venetians joined with
France against the Duke of Milan, and this alliance, which caused their
ruin, could have been avoided. But when it cannot be avoided, as
happened to the Florentines when the Pope and Spain sent armies to
attack Lombardy, then in such a case, for the above reasons, the prince
ought to favour one of the parties.
Never let any Government imagine that it can choose perfectly safe
courses; rather let it expect to have to take very doubtful ones,
because it is found in ordinary affairs that one never seeks to avoid
one trouble without running into another; but prudence consists in
knowing how to distinguish the character of troubles, and for choice to
take the lesser evil.
A prince ought also to show himself a patron of ability, and to honour
the proficient in every art. At the same time he should encourage his
citizens to practise their callings peaceably, both in commerce and
agriculture, and in every other following, so that the one should not
be deterred from improving his possessions for fear lest they be taken
away from him or another from opening up trade for fear of taxes; but
the prince ought to offer rewards to whoever wishes to do these things
and designs in any way to honour his city or state.
Further, he ought to entertain the people with festivals and spectacles
at convenient seasons of the year; and as every city is divided into
guilds or into societies, he ought to hold such bodies in esteem,
and associate with them sometimes, and show himself an example of
courtesy and liberality; nevertheless, always maintaining the majesty
of his rank, for this he must never consent to abate in anything.
CHAPTER XXII.
CONCERNING THE PRINCE'S MINISTERS
The choice of servants is of no little importance to a prince, and they
are good or not according to the discrimination of the prince. And the
first opinion which one forms of a prince, and of his understanding, is
by observing the men he has around him; and when they are capable and
faithful he may always be considered wise, because he has known how to
recognize the capable and to keep them faithful. But when they are
otherwise one cannot form a good opinion of him, for the prime error
which he made was in choosing them.
There were none who knew Messer Antonio da Venafro as the servant of
Pandolfo Petrucci, Prince of Siena, who would not consider Pandolfo to
be a very clever man in having Venafro for his servant. Because there
are three classes of intellects: one which comprehends by itself;
another which appreciates what others comprehended; and a third which
neither comprehends by itself nor by the showing of others; the first
is the most excellent, the second is good, the third is useless.
Therefore, it follows necessarily that, if Pandolfo was not in the
first rank, he was in the second, for whenever one has judgment to know
good and bad when it is said and done, although he himself may not have
the initiative, yet he can recognize the good and the bad in his
servant, and the one he can praise and the other correct; thus the
servant cannot hope to deceive him, and is kept honest.
But to enable a prince to form an opinion of his servant there is one
test which never fails; when you see the servant thinking more of his
own interests than of yours, and seeking inwardly his own profit in
everything, such a man will never make a good servant, nor will you
ever be able to trust him; because he who has the state of another in
his hands ought never to think of himself, but always of his prince,
and never pay any attention to matters in which the prince is not
concerned.
On the other hand, to keep his servant honest the prince ought to study
him, honouring him, enriching him, doing him kindnesses, sharing with
him the honours and cares; and at the same time let him see that he
cannot stand alone, so that many honours may not make him desire more,
many riches make him wish for more, and that many cares may make him
dread chances. When, therefore, servants, and princes towards servants,
are thus disposed, they can trust each other, but when it is otherwise,
the end will always be disastrous for either one or the other.
CHAPTER XXIII
HOW TO AVOID FLATTERERS
I do not wish to leave out an important branch of this subject, for it
is a danger from which princes are with difficulty preserved, unless
they are very careful and discriminating. It is that of flatterers, of
whom courts are full, because men are so self-complacent in their own
affairs, and in a way so deceived in them, that they are preserved with
difficulty from this pest, and if they wish to defend themselves they
run the danger of falling into contempt. Because there is no other way
of guarding oneself from flatterers except letting men understand that
to tell you the truth does not offend you; but when every one may tell
you the truth, respect for you abates.
Therefore a wise prince ought to hold a third course by choosing the
wise men in his state, and giving to them only the liberty of speaking
the truth to him, and then only of those things of which he inquires,
and of none others; but he ought to question them upon everything, and
listen to their opinions, and afterwards form his own conclusions. With
these councillors, separately and collectively, he ought to carry
himself in such a way that each of them should know that, the more
freely he shall speak, the more he shall be preferred; outside of
these, he should listen to no one, pursue the thing resolved on, and be
steadfast in his resolutions. He who does otherwise is either
overthrown by flatterers, or is so often changed by varying opinions
that he falls into contempt.
I wish on this subject to adduce a modern example. Fra Luca, the man of
affairs to Maximilian, the present emperor, speaking of his majesty,
said: He consulted with no one, yet never got his own way in anything.
This arose because of his following a practice the opposite to the
above; for the emperor is a secretive man—he does not communicate his
designs to any one, nor does he receive opinions on them. But as in
carrying them into effect they become revealed and known, they are at
once obstructed by those men whom he has around him, and he, being
pliant, is diverted from them. Hence it follows that those things he
does one day he undoes the next, and no one ever understands what he
wishes or intends to do, and no one can rely on his resolutions.
A prince, therefore, ought always to take counsel, but only when he
wishes and not when others wish; he ought rather to discourage every
one from offering advice unless he asks it; but, however, he ought to
be a constant inquirer, and afterwards a patient listener concerning
the things of which he inquired; also, on learning that any one, on any
consideration, has not told him the truth, he should let his anger be
felt.
And if there are some who think that a prince who conveys an impression
of his wisdom is not so through his own ability, but through the good
advisers that he has around him, beyond doubt they are deceived,
because this is an axiom which never fails: that a prince who is not
wise himself will never take good advice, unless by chance he has
yielded his affairs entirely to one person who happens to be a very
prudent man. In this case indeed he may be well governed, but it would
not be for long, because such a governor would in a short time take
away his state from him.
But if a prince who is not inexperienced should take counsel from more
than one he will never get united counsels, nor will he know how to
unite them. Each of the counsellors will think of his own interests,
and the prince will not know how to control them or to see through
them. And they are not to be found otherwise, because men will always
prove untrue to you unless they are kept honest by constraint.
Therefore it must be inferred that good counsels, whencesoever they
come, are born of the wisdom of the prince, and not the wisdom of the
prince from good counsels.
CHAPTER XXIV
WHY THE PRINCES OF ITALY HAVE LOST THEIR STATES
The previous suggestions, carefully observed, will enable a new prince
to appear well established, and render him at once more secure and
fixed in the state than if he had been long seated there. For the
actions of a new prince are more narrowly observed than those of an
hereditary one, and when they are seen to be able they gain more men
and bind far tighter than ancient blood; because men are attracted more
by the present than by the past, and when they find the present good
they enjoy it and seek no further; they will also make the utmost
defence of a prince if he fails them not in other things. Thus it will
be a double glory for him to have established a new principality, and
adorned and strengthened it with good laws, good arms, good allies, and
with a good example; so will it be a double disgrace to him who, born a
prince, shall lose his state by want of wisdom.
And if those seigniors are considered who have lost their states in
Italy in our times, such as the King of Naples, the Duke of Milan, and
others, there will be found in them, firstly, one common defect in
regard to arms from the causes which have been discussed at length; in
the next place, some one of them will be seen, either to have had the
people hostile, or if he has had the people friendly, he has not known
how to secure the nobles. In the absence of these defects states that
have power enough to keep an army in the field cannot be lost.
Philip of Macedon, not the father of Alexander the Great, but he who
was conquered by Titus Quintius, had not much territory compared to the
greatness of the Romans and of Greece who attacked him, yet being a
warlike man who knew how to attract the people and secure the nobles,
he sustained the war against his enemies for many years, and if in the
end he lost the dominion of some cities, nevertheless he retained the
kingdom.
Therefore, do not let our princes accuse fortune for the loss of their
principalities after so many years’ possession, but rather their own
sloth, because in quiet times they never thought there could be a
change (it is a common defect in man not to make any provision in the
calm against the tempest), and when afterwards the bad times came they
thought of flight and not of defending themselves, and they hoped that
the people, disgusted with the insolence of the conquerors, would
recall them. This course, when others fail, may be good, but it is very
bad to have neglected all other expedients for that, since you would
never wish to fall because you trusted to be able to find someone later
on to restore you. This again either does not happen, or, if it does,
it will not be for your security, because that deliverance is of no
avail which does not depend upon yourself; those only are reliable,
certain, and durable that depend on yourself and your valour.
CHAPTER XXV
WHAT FORTUNE CAN EFFECT IN HUMAN AFFAIRS AND HOW TO WITHSTAND HER
It is not unknown to me how many men have had, and still have, the
opinion that the affairs of the world are in such wise governed by
fortune and by God that men with their wisdom cannot direct them and
that no one can even help them; and because of this they would have us
believe that it is not necessary to labour much in affairs, but to let
chance govern them. This opinion has been more credited in our times
because of the great changes in affairs which have been seen, and may
still be seen, every day, beyond all human conjecture. Sometimes
pondering over this, I am in some degree inclined to their opinion.
Nevertheless, not to extinguish our free will, I hold it to be true
that Fortune is the arbiter of one-half of our actions, but that she
still leaves us to direct the other half, or perhaps a little less.
I compare her to one of those raging rivers, which when in flood
overflows the plains, sweeping away trees and buildings, bearing away
the soil from place to place; everything flies before it, all yield to
its violence, without being able in any way to withstand it; and yet,
though its nature be such, it does not follow therefore that men, when
the weather becomes fair, shall not make provision, both with defences
and barriers, in such a manner that, rising again, the waters may pass
away by canal, and their force be neither so unrestrained nor so
dangerous. So it happens with fortune, who shows her power where valour
has not prepared to resist her, and thither she turns her forces where
she knows that barriers and defences have not been raised to constrain
her.
And if you will consider Italy, which is the seat of these changes, and
which has given to them their impulse, you will see it to be an open
country without barriers and without any defence. For if it had been
defended by proper valour, as are Germany, Spain, and France, either
this invasion would not have made the great changes it has made or it
would not have come at all. And this I consider enough to say
concerning resistance to fortune in general.
But confining myself more to the particular, I say that a prince may be
seen happy to-day and ruined to-morrow without having shown any change
of disposition or character. This, I believe, arises firstly from
causes that have already been discussed at length, namely, that the
prince who relies entirely on fortune is lost when it changes. I
believe also that he will be successful who directs his actions
according to the spirit of the times, and that he whose actions do not
accord with the times will not be successful. Because men are seen, in
affairs that lead to the end which every man has before him, namely,
glory and riches, to get there by various methods; one with caution,
another with haste; one by force, another by skill; one by patience,
another by its opposite; and each one succeeds in reaching the goal by
a different method. One can also see of two cautious men the one attain
his end, the other fail; and similarly, two men by different
observances are equally successful, the one being cautious, the other
impetuous; all this arises from nothing else than whether or not they
conform in their methods to the spirit of the times. This follows from
what I have said, that two men working differently bring about the same
effect, and of two working similarly, one attains his object and the
other does not.
Changes in estate also issue from this, for if, to one who governs
himself with caution and patience, times and affairs converge in such a
way that his administration is successful, his fortune is made; but if
times and affairs change, he is ruined if he does not change his course
of action. But a man is not often found sufficiently circumspect to
know how to accommodate himself to the change, both because he cannot
deviate from what nature inclines him to do, and also because, having
always prospered by acting in one way, he cannot be persuaded that it
is well to leave it; and, therefore, the cautious man, when it is time
to turn adventurous, does not know how to do it, hence he is ruined;
but had he changed his conduct with the times fortune would not have
changed.
Pope Julius the Second went to work impetuously in all his affairs, and
found the times and circumstances conform so well to that line of
action that he always met with success. Consider his first enterprise
against Bologna, Messer Giovanni Bentivogli being still alive. The
Venetians were not agreeable to it, nor was the King of Spain, and he
had the enterprise still under discussion with the King of France;
nevertheless he personally entered upon the expedition with his
accustomed boldness and energy, a move which made Spain and the
Venetians stand irresolute and passive, the latter from fear, the
former from desire to recover the kingdom of Naples; on the other hand,
he drew after him the King of France, because that king, having
observed the movement, and desiring to make the Pope his friend so as
to humble the Venetians, found it impossible to refuse him. Therefore
Julius with his impetuous action accomplished what no other pontiff
with simple human wisdom could have done; for if he had waited in Rome
until he could get away, with his plans arranged and everything fixed,
as any other pontiff would have done, he would never have succeeded.
Because the King of France would have made a thousand excuses, and the
others would have raised a thousand fears.
I will leave his other actions alone, as they were all alike, and they
all succeeded, for the shortness of his life did not let him experience
the contrary; but if circumstances had arisen which required him to go
cautiously, his ruin would have followed, because he would never have
deviated from those ways to which nature inclined him.
I conclude, therefore that, fortune being changeful and mankind
steadfast in their ways, so long as the two are in agreement men are
successful, but unsuccessful when they fall out. For my part I consider
that it is better to be adventurous than cautious, because fortune is a
woman, and if you wish to keep her under it is necessary to beat and
ill-use her; and it is seen that she allows herself to be mastered by
the adventurous rather than by those who go to work more coldly. She
is, therefore, always, woman-like, a lover of young men, because they
are less cautious, more violent, and with more audacity command her.
CHAPTER XXVI
AN EXHORTATION TO LIBERATE ITALY FROM THE BARBARIANS
Having carefully considered the subject of the above discourses, and
wondering within myself whether the present times were propitious to a
new prince, and whether there were elements that would give an
opportunity to a wise and virtuous one to introduce a new order of
things which would do honour to him and good to the people of this
country, it appears to me that so many things concur to favour a new
prince that I never knew a time more fit than the present.
And if, as I said, it was necessary that the people of Israel should be
captive so as to make manifest the ability of Moses; that the Persians
should be oppressed by the Medes so as to discover the greatness of the
soul of Cyrus; and that the Athenians should be dispersed to illustrate
the capabilities of Theseus: then at the present time, in order to
discover the virtue of an Italian spirit, it was necessary that Italy
should be reduced to the extremity that she is now in, that she should
be more enslaved than the Hebrews, more oppressed than the Persians,
more scattered than the Athenians; without head, without order, beaten,
despoiled, torn, overrun; and to have endured every kind of desolation.
Although lately some spark may have been shown by one, which made us
think he was ordained by God for our redemption, nevertheless it was
afterwards seen, in the height of his career, that fortune rejected
him; so that Italy, left as without life, waits for him who shall yet
heal her wounds and put an end to the ravaging and plundering of
Lombardy, to the swindling and taxing of the kingdom and of Tuscany,
and cleanse those sores that for long have festered. It is seen how she
entreats God to send someone who shall deliver her from these wrongs
and barbarous insolencies. It is seen also that she is ready and
willing to follow a banner if only someone will raise it.
Nor is there to be seen at present one in whom she can place more hope
than in your illustrious house, with its valour and fortune,
favoured by God and by the Church of which it is now the chief, and
which could be made the head of this redemption. This will not be
difficult if you will recall to yourself the actions and lives of the
men I have named. And although they were great and wonderful men, yet
they were men, and each one of them had no more opportunity than the
present offers, for their enterprises were neither more just nor easier
than this, nor was God more their friend than He is yours.
With us there is great justice, because that war is just which is
necessary, and arms are hallowed when there is no other hope but in
them. Here there is the greatest willingness, and where the willingness
is great the difficulties cannot be great if you will only follow those
men to whom I have directed your attention. Further than this, how
extraordinarily the ways of God have been manifested beyond example:
the sea is divided, a cloud has led the way, the rock has poured forth
water, it has rained manna, everything has contributed to your
greatness; you ought to do the rest. God is not willing to do
everything, and thus take away our free will and that share of glory
which belongs to us.
And it is not to be wondered at if none of the above-named Italians
have been able to accomplish all that is expected from your illustrious
house; and if in so many revolutions in Italy, and in so many
campaigns, it has always appeared as if military virtue were exhausted,
this has happened because the old order of things was not good, and
none of us have known how to find a new one. And nothing honours a man
more than to establish new laws and new ordinances when he himself was
newly risen. Such things when they are well founded and dignified will
make him revered and admired, and in Italy there are not wanting
opportunities to bring such into use in every form.
Here there is great valour in the limbs whilst it fails in the head.
Look attentively at the duels and the hand-to-hand combats, how
superior the Italians are in strength, dexterity, and subtlety. But
when it comes to armies they do not bear comparison, and this springs
entirely from the insufficiency of the leaders, since those who are
capable are not obedient, and each one seems to himself to know, there
having never been any one so distinguished above the rest, either by
valour or fortune, that others would yield to him. Hence it is that for
so long a time, and during so much fighting in the past twenty years,
whenever there has been an army wholly Italian, it has always given a
poor account of itself; the first witness to this is Il Taro,
afterwards Allesandria, Capua, Genoa, Vaila, Bologna, Mestri.
If, therefore, your illustrious house wishes to follow these remarkable
men who have redeemed their country, it is necessary before all things,
as a true foundation for every enterprise, to be provided with your own
forces, because there can be no more faithful, truer, or better
soldiers. And although singly they are good, altogether they will be
much better when they find themselves commanded by their prince,
honoured by him, and maintained at his expense. Therefore it is
necessary to be prepared with such arms, so that you can be defended
against foreigners by Italian valour.
And although Swiss and Spanish infantry may be considered very
formidable, nevertheless there is a defect in both, by reason of which
a third order would not only be able to oppose them, but might be
relied upon to overthrow them. For the Spaniards cannot resist cavalry,
and the Switzers are afraid of infantry whenever they encounter them in
close combat. Owing to this, as has been and may again be seen, the
Spaniards are unable to resist French cavalry, and the Switzers are
overthrown by Spanish infantry. And although a complete proof of this
latter cannot be shown, nevertheless there was some evidence of it at
the battle of Ravenna, when the Spanish infantry were confronted by
German battalions, who follow the same tactics as the Swiss; when the
Spaniards, by agility of body and with the aid of their shields, got in
under the pikes of the Germans and stood out of danger, able to attack,
while the Germans stood helpless, and, if the cavalry had not dashed
up, all would have been over with them. It is possible, therefore,
knowing the defects of both these infantries, to invent a new one,
which will resist cavalry and not be afraid of infantry; this need not
create a new order of arms, but a variation upon the old. And these are
the kind of improvements which confer reputation and power upon a new
prince.
This opportunity, therefore, ought not to be allowed to pass for
letting Italy at last see her liberator appear. Nor can one express the
love with which he would be received in all those provinces which have
suffered so much from these foreign scourings, with what thirst for
revenge, with what stubborn faith, with what devotion, with what tears.
What door would be closed to him? Who would refuse obedience to him?
What envy would hinder him? What Italian would refuse him homage? To
all of us this barbarous dominion stinks. Let, therefore, your
illustrious house take up this charge with that courage and hope with
which all just enterprises are undertaken, so that under its standard
our native country may be ennobled, and under its auspices may be
verified that saying of Petrarch:
Virtu contro al Furore
Prendera l’arme, e fia il combatter corto:
Che l’antico valore
Negli italici cuor non e ancor morto.
Against barbarian rage,
Virtue will take the field; then short the fight;
True to their lineage,
Italian hearts willi prove their Roman might.
Dated 1532 CE
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